RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• D••••• B•••••••••
- F•••• F•••••••• state registered currentsince Jul 28, 2021 · Southborough, Ma
- B••••••••• W••••• M••••••••• I••• state registered currentsince Dec 7, 2010 · Hopkinton, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerAug 27, 2010 to Nov 9, 2010 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 15, 2009 to Jul 19, 2010 · Waltham, Ma
- U•• F•••••••• S••••••• I••• wirehouseNov 17, 2006 to Sep 15, 2009 · Worcester, Ma
- M••••• S•••••• D• I••• unclassifiedMay 2, 2006 to Nov 20, 2006 · Worcester, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• to B••••••••• W••••• M••••••••• I•••left Nov 9, 2010, registered Dec 7, 2010 (28 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• M••••••••• I••••••••• A•••••••• L••left Jul 19, 2010, registered Aug 27, 2010 (39 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 15, 2009, registered Dec 15, 2009 (91 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Nov 20, 2006, registered Nov 17, 2006 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address