RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R••••• W••••• M••••••••• I••• former currentsince Feb 5, 2024 · Tulsa, Ok
- T•• L••••• F•••••••• G••••• I••• independent RIAJun 6, 2005 to Nov 16, 2009 · Tulsa, Ok
- Z••••• L•• unclassifiedApr 25, 2000 to Dec 31, 2005 · Bartlesville, Ok
- T•• L••••• F•••••••• G••••• I••• to R••••• W••••• M••••••••• I•••left Nov 16, 2009, registered Feb 5, 2024 (5194 days) · Other
- Z••••• L•• to T•• L••••• F•••••••• G••••• I•••left Dec 31, 2005, registered Jun 6, 2005 (-208 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address