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Registered advisor
K•••••• J••••• C••••••
Feed of 09/15/2026
Also filed as Kris J. C••••••
At current firm
12 y
since Apr 4, 2014
In the industry
23 y
since Oct 10, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Apr 4, 2014 · Rockford, Il
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Apr 8, 2014 · Algonquin, Il
- N•••••• I••••••••• I••• unclassifiedOct 2, 2007 to Nov 13, 2009 · Rockford, Il
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Apr 8, 2014, registered Apr 4, 2014 (-4 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address