RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• P••••• A••••••••
- W•••••• A••••••• L• asset manager currentsince Aug 22, 2018 · Salt Lake City, Ut
- P•••••• V••• A•••• M••••••••• L•• formerMay 28, 2013 to May 1, 2014 · San Francisco, Ca
- C••••••••• I••••••••• P••••••• L•• unclassifiedJan 30, 2002 to Apr 30, 2007 · San Diego, Ca
- P•••••• V••• A•••• M••••••••• L•• to W•••••• A••••••• L•left May 1, 2014, registered Aug 22, 2018 (1574 days) · Other
- C••••••••• I••••••••• P••••••• L•• to P•••••• V••• A•••• M••••••••• L••left Apr 30, 2007, registered May 28, 2013 (2220 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address