DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• A••••••• L•
Latest filing Mar 16, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Oct 23, 1975
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.9%
$203M individuals and HNW
Advisors
41
registered through the firm on IAPD
RAUM per advisor
$569M
derived; firm RAUM over IAPD count
Employees
96
41 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$23B as of Mar 16, 2026
Mar 29, 2012$10B then
HNW client RAUM$196M as of Mar 16, 2026
Mar 28, 2018$137M then
State-registered IARs (5.B.3)42 as of Mar 16, 2026
Mar 29, 20120 then
Employees (5.A)96 as of Mar 16, 2026
Mar 18, 201367 then
Private funds1 as of Mar 16, 2026
Mar 29, 20125 then
RAUM -16% over the last fiscal year+1.4% a year over threeIARs 39 to 42
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- $584MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $97.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 40.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $188M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$9.2B39%
- Pooled investment vehicles$5.6B24%
- State and municipal entities$5.5B24%
- Pension and profit-sharing plans$1.0B4.5%
- Sovereign wealth funds$871M3.7%
- Charitable organizations$645M2.8%
- Corporations and businesses$220M0.9%
- High-net-worth individuals$196M0.8%
- Other investment advisers$7.2M0.0%
- Individuals$6.5M0.0%
- Individual clients
- 9reported
- HNW clients
- 51reported
- Pension plan clients
- 22reported
- Charitable clients
- 50reported
- Accounts
- 239reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $188M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.63 institutional_share=0.35 related_bd=false related_bank=false bd_reps=17.0derived
Advisors registered through the firm
41 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• K•••• S•••••• | Salt Lake City, Ut | Jan 6, 1993 | 34 y | 0 |
| E••• S•••• B••••••• | Salt Lake City, Ut | Jan 1, 2000 | 28 y | 0 |
| A••• C•••••••• K•••••••Chartered Financial Analyst | Salt Lake City, Ut | Jan 1, 2001 | 32 y | 0 |
| J•••• B•••••• T••••• | Salt Lake City, Ut | Jan 1, 2001 | 30 y | 0 |
| B•••••• L•• F••••Certified Financial Planner | Salt Lake City, Ut | Jun 28, 2001 | 26 y | 0 |
| J••• C•••••• M•••••• | Salt Lake City, Ut | Jan 1, 2002 | 30 y | 0 |
| R••• B•••• S••• | Salt Lake City, Ut | Nov 5, 2003 | 27 y | 0 |
| D•••• E••••• C•••••• | Salt Lake City, Ut | Mar 16, 2004 | 24 y | 1 |
| F•••• C•••••• S••••• | Salt Lake City, Ut | May 24, 2004 | 22 y | 0 |
| H••• D••••• C••••Chartered Financial Analyst | Salt Lake City, Ut | Jul 21, 2004 | 26 y | 0 |
| P••• S•••••• L•••••• | Salt Lake City, Ut | Dec 13, 2005 | 26 y | 0 |
| M••••• A• L••••••• | Salt Lake City, Ut | Apr 11, 2011 | 16 y | 0 |
| D••••• M••• M•••••• | Salt Lake City, Ut | Jul 6, 2012 | 17 y | 1 |
| D•••• R• P•••••Chartered Financial Analyst | Salt Lake City, Ut | Feb 11, 2014 | 13 y | 0 |
| T••••• J•• T••••• | Salt Lake City, Ut | Dec 21, 2017 | 12 y | 1 |
| S•••• T•••••Chartered Financial Analyst | Salt Lake City, Ut | Aug 22, 2018 | 19 y | 0 |
| K•••••• P••••• A••••••••Chartered Financial Analyst | Salt Lake City, Ut | Aug 22, 2018 | 24 y | 2 |
| X•• H•Chartered Financial Analyst | Salt Lake City, Ut | Aug 22, 2018 | 13 y | 0 |
| M•••••• K•••••• V•••••••• | Salt Lake City, Ut | Dec 17, 2018 | 10 y | 0 |
| K•••••• A••••• K•••••••••Chartered Financial Analyst | Salt Lake City, Ut | Apr 16, 2019 | 11 y | 0 |
| A••••• K••• B••• | Salt Lake City, Ut | Jan 11, 2021 | 13 y | 0 |
| M•••••• R••••••••Chartered Financial Analyst | Salt Lake City, Ut | Oct 18, 2021 | 12 y | 0 |
| L•••• B••••• G•••••• | Salt Lake City, Ut | Dec 3, 2021 | 11 y | 0 |
| K•••• M•••••• U••••Chartered Financial Analyst | Salt Lake City, Ut | Nov 30, 2022 | 11 y | 0 |
| D•••••• D••• T•••Chartered Financial Analyst | Salt Lake City, Ut | Nov 30, 2022 | 17 y | 1 |
| A•• N• H••••Chartered Financial Analyst | Salt Lake City, Ut | Nov 30, 2022 | 14 y | 0 |
| A••••• T•••••Chartered Financial Analyst | Salt Lake City, Ut | Nov 30, 2022 | 11 y | 0 |
| K•• P•• | Salt Lake City, Ut | Feb 7, 2023 | 16 y | 0 |
| T••••• B•••••• | Salt Lake City, Ut | Mar 30, 2023 | 12 y | 0 |
| N•••••• A••• P•••••Chartered Financial Analyst | Salt Lake City, Ut | Aug 15, 2023 | 11 y | 0 |
| K•••••••• G• B•••• | Salt Lake City, Ut | Dec 11, 2023 | 19 y | 0 |
| S••••• P•••••• R•••• | Salt Lake City, Ut | Jun 18, 2024 | 14 y | 1 |
| N•••• C••••••••• | Salt Lake City, Ut | Aug 1, 2024 | 17 y | 0 |
| L••••••••• V•••••••••Chartered Financial Analyst | Salt Lake City, Ut | Jun 23, 2025 | 14 y | 1 |
| J••••• K•••••• W•••••Chartered Financial Analyst | Salt Lake City, Ut | Jun 23, 2025 | 11 y | 0 |
| E••••• R••••Chartered Financial Analyst | Salt Lake City, Ut | Jun 23, 2025 | 15 y | 1 |
| M••• S•••••• M•••••Chartered Financial Analyst | Salt Lake City, Ut | Jul 14, 2025 | 20 y | 4 |
| K••••• S••••••• | Salt Lake City, Ut | Aug 29, 2025 | 10 y | 0 |
| K•••••• W••••• W••••• | Salt Lake City, Ut | Jan 15, 2026 | 12 y | 0 |
| C••••••••• J•••• L••••••Chartered Financial Analyst | Salt Lake City, Ut | Feb 11, 2026 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• A••••••••• K•••••• to S•••• C•••••• A•••••••• L••Feb 19, 2020 · Other
- A••••• W•••••• M•••• to D••• D••••••• • C••Jun 1, 2017 · Other
- K•••••• D••• B••••• to C•••• C•••• A•••••••• L••Mar 14, 2013 · Other
- T•••• M•••• C••••••••• to C•••• C•••• A•••••••• L••Mar 14, 2013 · Other
- R••••• T••••••• G••••••• to G••••••• P••• G••••• A•••••••Jul 8, 2011 · Other
- B•••• H••••• W••••• to G••••••• P••• G••••• A•••••••Jul 8, 2011 · Other
- M••• S•••••• M••••• to R•• D••••• C••••••Nov 4, 2008 · Other
- M••••• T••• P•••• to C•••••• S••••• • C••• I•••Nov 4, 2008 · Other
- R•••• A•••• H••• to W•••••• B•••• • C•••••• L•••••Aug 18, 2004 · Other
Joined, latest
- M••• S•••••• M••••• from G••••••• P••• G••••• A•••••••Jul 14, 2025 · Other
- L••••••••• V••••••••• from C•••• C•••••• M••••••••• L••Jun 23, 2025 · Other
- E••••• R•••• from B••• D•• C••••••Jun 23, 2025 · Other
- S••••• P•••••• R•••• from G••••••• P••• G••••• A•••••••Jun 18, 2024 · Other
- D•••••• D••• T••• from W•• I••••••••• I•••Nov 30, 2022 · Other
- K•••••• P••••• A•••••••• from P•••••• V••• A•••• M••••••••• L••Aug 22, 2018 · Other
- T••••• J•• T••••• from S•••••••• A••••••• L••Dec 21, 2017 · Other
- A••••• W•••••• M•••• from J••• M••••• S••••••••• L••Feb 11, 2014 · Other
- D•••• E••••• C•••••• from U•• F•••••••• S••••••• I•••Mar 16, 2004 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• E••••••• M•••••• S••••• M••••• F•••• L••• | Other Private Fund | $34.9M | 1 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• E•••• S•••• · President, Directorcontrolsince 12/2005 · owns less than 5%
- C•••••• J••••••• S•••••• · Directorcontrolsince 09/1980 · owns less than 5%
- K•••••••• A•••• C•••••••• · Director, Portfolio Managercontrolsince 12/2000 · owns less than 5%
- S••••••••• H•••••• R•• · Director, Director Of Operationscontrolsince 05/2008 · owns less than 5%
- S••••••• C••••••••• K•••• · Director, Director Of Client Relationscontrolsince 05/1992 · owns less than 5%
- T•••••• J••••• B•••••• · Chief Executive Officer, Directorcontrolsince 11/2004 · owns less than 5%
- T••••••• D•••••• D••• · Director, Vice President, Secretary, Chief Compliance Officer, General Counselcontrolsince 04/2006 · owns less than 5%
- Y•••••• M••••••• K•••••• · Director, Vice President, Chief Financial Officer, Treasurercontrolsince 12/2007 · owns less than 5%
Entity owners
- W•••••• A•••••• H•••••••• L• · Limited Partnerdirect · owns 75% or more
- W•••••• G• L•• · General Partnerdirect · owns less than 5%
- W• H•••••••• I••• · Memberindirect · owns 75% or more of W•••••• G• L••
- W• H•••••••• I••• · Limited Partnerindirect · owns 50% to 75% of W•••••• A•••••• H•••••••• L•
- W•••••• E••••••• P•••••••• L• · Limited Partnerindirect · owns 25% to 50% of W•••••• A•••••• H•••••••• L•
- W•••••• G• L•• · General Partnerindirect · owns F of W•••••• E••••••• P•••••••• L•
- W•••••• G• L•• · General Partnerindirect · owns F of W•••••• A•••••• H•••••••• L•
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 40 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 16, 2026institutional share of RAUM of 35% against a peer median of 0% (512 comparable advisers, 98.0th percentile, 11.6 robust deviations)peers: asset managers, $20B and over (512) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 244 to 239Mar 13, 2025 to Mar 16, 2026
- Advisory employees · 48 to 41Mar 13, 2025 to Mar 16, 2026
- BD registered reps · 21 to 17Mar 13, 2025 to Mar 16, 2026
- Charity clients · 51 to 50Mar 13, 2025 to Mar 16, 2026
- Corporate clients · 41 to 39Mar 13, 2025 to Mar 16, 2026
- HNW clients · 48 to 51Mar 13, 2025 to Mar 16, 2026
- Pension plan clients · 20 to 22Mar 13, 2025 to Mar 16, 2026
- Pooled vehicle clients · 18 to 15Mar 13, 2025 to Mar 16, 2026
- Assets in custody · $54.1M to $188MMar 13, 2025 to Mar 16, 2026
- State-registered IARs · 39 to 42Mar 13, 2025 to Mar 16, 2026
- Discretionary RAUM · $28B to $23BMar 13, 2025 to Mar 16, 2026
- HNW RAUM · $199M to $196MMar 13, 2025 to Mar 16, 2026
- Individual RAUM · $7.3M to $6.5MMar 13, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $199M to $0Mar 13, 2025 to Mar 16, 2026
- Pension RAUM · $820M to $1.0BMar 13, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $5.8B to $5.6BMar 13, 2025 to Mar 16, 2026
- RAUM · $28B to $23BMar 13, 2025 to Mar 16, 2026
- Accounts · 237 to 244Jan 14, 2025 to Mar 13, 2025
- Advisory employees · 50 to 48Jan 14, 2025 to Mar 13, 2025
- BD registered reps · 20 to 21Jan 14, 2025 to Mar 13, 2025
- Corporate clients · 37 to 41Jan 14, 2025 to Mar 13, 2025
- HNW clients · 44 to 48Jan 14, 2025 to Mar 13, 2025
- Pension plan clients · 22 to 20Jan 14, 2025 to Mar 13, 2025
- Pooled vehicle clients · 17 to 18Jan 14, 2025 to Mar 13, 2025
- Assets in custody · $0 to $54.1MJan 14, 2025 to Mar 13, 2025
- Custody of client assets · false to trueJan 14, 2025 to Mar 13, 2025
- Employees · 90 to 96Jan 14, 2025 to Mar 13, 2025
- Financial planning clients · 0 to 0Jan 14, 2025 to Mar 13, 2025
- Discretionary RAUM · $26B to $28BJan 14, 2025 to Mar 13, 2025
- HNW RAUM · $189M to $199MJan 14, 2025 to Mar 13, 2025
- Individual RAUM · $7.4M to $7.3MJan 14, 2025 to Mar 13, 2025
- Non-discretionary RAUM · $290M to $199MJan 14, 2025 to Mar 13, 2025
- Pension RAUM · $1.0B to $820MJan 14, 2025 to Mar 13, 2025
- Pooled vehicle RAUM · $4.6B to $5.8BJan 14, 2025 to Mar 13, 2025
- RAUM · $27B to $28BJan 14, 2025 to Mar 13, 2025
- Accounts · 238 to 237May 5, 2023 to Mar 27, 2024
- Advisory employees · 47 to 50May 5, 2023 to Mar 27, 2024
- BD registered reps · 21 to 20May 5, 2023 to Mar 27, 2024
- Charity clients · 46 to 51May 5, 2023 to Mar 27, 2024
- Corporate clients · 42 to 37May 5, 2023 to Mar 27, 2024
Signals
6 dated events
- D•••••• D••• T••• no longer holds an investment adviser registration (last listed at W•••••• A••••••• L• on the 2026-09-16 feed)Sep 16, 2026 · a•••••• registration ended · derived
- W•••••• A••••••• L• reported RAUM $22.4B, down 43% from $39.5B (2023-01-05 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- W•••••• A••••••• I•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 5, 2023 · Succession (Item 4) · fact
- W•••••• A••••••• L• reported RAUM $32.2B, up 55% from $20.9B (2020-06-24 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- David Roger Edgley (Director) no longer on Schedule A of W•••••• A••••••• L• (listed 2020-06-24, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- W•••••• A••••••• L• reported RAUM $20.9B, up 46% from $14.3B (2019-09-23 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W•••••• A••••••• L• · Independent Sponsorsshared crd · capital_provider
- W•••••• A••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wasatchglobalinvestorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 801-533-0777reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $569Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026