DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Lapiana
Feed of 09/15/2026
Also filed as Bill Lapiana
At current firm
2 y
since Jun 24, 2024
In the industry
23 y
since Sep 20, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Jun 24, 2024 · Hoboken, Nj
- Nfsg Corporation BD affiliatedFeb 13, 2009 to Jun 25, 2024 · Boca Raton, Fl
- Chicago Investment Group, LLC unclassifiedApr 28, 2008 to Feb 20, 2009 · New York, Ny
- Tlg Advisors, Inc. BD affiliatedMar 10, 2006 to Aug 2, 2007 · New York, Ny
- Ladenburg Thalmann Asset Management Inc otherNov 29, 2004 to Sep 28, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Nfsg Corporation to Ausdal Financial Partners, Inc.left Jun 25, 2024, registered Jun 24, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Chicago Investment Group, LLC to Nfsg Corporationleft Feb 20, 2009, registered Feb 13, 2009 (-7 days) · Other
- Tlg Advisors, Inc. to Chicago Investment Group, LLCleft Aug 2, 2007, registered Apr 28, 2008 (270 days) · Other
- Ladenburg Thalmann Asset Management Inc to Tlg Advisors, Inc.left Sep 28, 2005, registered Mar 10, 2006 (163 days) · Other
Signals
- William Lapiana left Nfsg Corporation for Ausdal Financial Partners, Inc. (registered 2024-06-24)Jun 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address