RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••• P••••••• I••••••••• G•••• L•• independent RIA currentsince Jan 7, 2022 · C••••••, Il
- C•••••• P••••••• I••••••••• G•••• L•• independent RIAJan 26, 2009 to Dec 31, 2021 · C••••••, Il
- T•• M••••• F•••••••• G••••• L•• independent RIAOct 9, 2007 to Jan 30, 2009 · C••••••, Il
- P••••••••• I••••••••• A••••••• L•• formerNov 19, 2003 to Sep 4, 2007 · C••••••, Il
- T•• M••••• F•••••••• G••••• L•• to C•••••• P••••••• I••••••••• G•••• L••left Jan 30, 2009, registered Jan 26, 2009 (-4 days) · Other
- P••••••••• I••••••••• A••••••• L•• to T•• M••••• F•••••••• G••••• L••left Sep 4, 2007, registered Oct 9, 2007 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address