DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pricewaterhousecoopers Investment Advisers LLC

Former SEC-registered adviserNew York, New YorkCRD 110974SEC 801-51193IAPD
Latest filing Jun 29, 2020
First filing on the tape Mar 22, 2012 · 13 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
10 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Sep 30, 2019
Sep 26, 20120 then
Employees (5.A)35 as of Sep 30, 2019
Sep 30, 201350 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 5 to 5offices 15 to 13
Practice profile
derived from the filing of Jun 29, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
7.0derivedItem 5.A over advisors
Advisors per office
0.4derived14 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
165reported
Pension plan clients
10reported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Kent Allison · Managercontrol
    since 12/2010 · owns less than 5%
  • Christopher Andrew Mcdevitt · Manager, Secretary, Chief Compliance Officercontrol
    since 08/2007 · owns less than 5%
  • Brittney Saks · Presidentcontrol
    since 02/2012 · owns less than 5%
  • William Steven Scheibe · Managercontrol
    since 08/2009 · owns less than 5%
  • Aaron Scott Torgan · Managercontrol
    since 10/2003 · owns less than 5%
  • Isaac Buchen · Manager
    since 09/2014 · owns less than 5%
Entity owners
  • Pricewaterhousecoopers Llp · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Chicago, IL8 employees
  • St. Louis, MO5 employees
  • Philadelphia, PA4 employees
  • Florham Park, NJ4 employees
  • Mclean, VA2 employees
  • Denver, CO2 employees
  • Hartford, CT2 employees
  • New York, NY2 employees
  • Los Angeles, CA1 employees
  • Dallas, TX1 employees
  • Boston, MA1 employees
  • Orlando, FL1 employees
  • San Francisco, CA1 employees
What changed
consecutive filings, newest first
  • Other offices · 15 to 13
    Sep 30, 2019 to Jun 29, 2020
  • HNW clients · 175 to 165
    Sep 27, 2018 to Sep 30, 2019
  • Pension plan clients · unset to 10.0
    Sep 27, 2018 to Sep 30, 2019
  • Advisory employees · 15 to 10
    Sep 28, 2017 to Sep 27, 2018
  • Advisory activities · 6 to 5
    Sep 28, 2017 to Sep 27, 2018
  • Corporate clients · unset to 50.0
    Sep 28, 2017 to Sep 27, 2018
  • HNW clients · unset to 175.0
    Sep 28, 2017 to Sep 27, 2018
  • Employees · 40 to 35
    Sep 28, 2017 to Sep 27, 2018
  • Other offices · unset to 15.0
    Sep 28, 2017 to Sep 27, 2018
  • Individual RAUM · unset to 0.0
    Sep 28, 2017 to Sep 27, 2018
  • Advisory employees · 20 to 15
    Sep 27, 2016 to Sep 28, 2017
  • Advisory employees · 50 to 20
    Aug 20, 2015 to Sep 30, 2015
  • Employees · 50 to 40
    Aug 20, 2015 to Sep 30, 2015
  • Advisory employees · unset to 50.0
    Sep 26, 2012 to Sep 30, 2013
  • Advisory activities · 4 to 6
    Sep 26, 2012 to Sep 30, 2013
  • Employees · unset to 50.0
    Sep 26, 2012 to Sep 30, 2013
  • State-registered IARs · 0 to 5
    Sep 26, 2012 to Sep 30, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026