RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• J••••• W•••••
- O••••••••• institutional currentsince Oct 9, 2023 · Gambrills, Md
- H•••••••• A•••••••• L•• BD affiliatedAug 22, 2014 to Jun 7, 2021 · Hunt Valley, Md
- P•• F•••••••• A••••••• I•• formerSep 30, 2008 to Aug 25, 2014 · Hunt Valley, Md
- M••••••••• A••••••• unclassifiedJan 6, 2005 to Jul 9, 2008 · Baltimore, Md
- H•••••••• A•••••••• L•• to O•••••••••left Jun 7, 2021, registered Oct 9, 2023 (854 days) · Other · moved with a team
- P•• F•••••••• A••••••• I•• to H•••••••• A•••••••• L••left Aug 25, 2014, registered Aug 22, 2014 (-3 days) · Other
- M••••••••• A••••••• to P•• F•••••••• A••••••• I••left Jul 9, 2008, registered Sep 30, 2008 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address