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Registered advisor
W••• Y•• N•
Feed of 09/15/2026
Also filed as Peter Ng
At current firm
15 y
since Jan 3, 2011
In the industry
23 y
since Nov 21, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2011 · San Jose, Ca
- V••• F•••••••• P•••••••• L•• formerSep 20, 2006 to Jan 3, 2011 · San Francisco, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 24, 2006 to Aug 29, 2006 · San Jose, Ca
- T• A••••••••• I••• formerNov 18, 2003 to Aug 29, 2006 · San Jose, Ca
- M••••• S•••••• D• I••• unclassifiedDec 5, 2002 to Jul 25, 2003 · Cupertino, Ca
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to V••• F•••••••• P•••••••• L••left Aug 29, 2006, registered Sep 20, 2006 (22 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 29, 2006, registered Apr 24, 2006 (-127 days) · channel change inside one enterprise, not a move
- M••••• S•••••• D• I••• to T• A••••••••• I•••left Jul 25, 2003, registered Nov 18, 2003 (116 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address