DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Delores Nuamah
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Delores D Nuamah
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Dec 27, 2003 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Somerset, Nj
- Fidelity Personal And Workplace Advisors formerJul 28, 2020 to Mar 31, 2025 · Morristown, Nj
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Jun 23, 2020 · Iselin, Nj
- Tower Square Securities, Inc. formerNov 14, 2008 to Feb 24, 2012 · Somerset, Nj
- Walnut Street Securities, Inc. formerNov 14, 2008 to Feb 24, 2012 · Somerset, Nj
- New England Securities Corporation formerNov 14, 2008 to Jan 2, 2015 · Somerset, Nj
- Msi Financial Services, Inc. formerSep 18, 2008 to Mar 25, 2017 · Somerset, Nj
- Cuso Financial Services, L.P. formerMay 22, 2006 to Mar 26, 2007 · Bridgewater, Nj
- UBS Financial Services Inc. wirehouseAug 5, 2005 to May 25, 2006 · Edison, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 10, 2004 to Jul 9, 2004 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- MML Investors Services, LLC to Fidelity Personal And Workplace Advisorsleft Jun 23, 2020, registered Jul 28, 2020 (35 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to Tower Square Securities, Inc.left Mar 25, 2017, registered Nov 14, 2008 (-3053 days) · Other · moved with a team
- New England Securities Corporation to MML Investors Services, LLCleft Jan 2, 2015, registered Mar 25, 2017 (813 days) · Other · moved with a team
- Tower Square Securities, Inc. to New England Securities Corporationleft Feb 24, 2012, registered Nov 14, 2008 (-1197 days) · channel change inside one enterprise, not a move
- Walnut Street Securities, Inc. to Tower Square Securities, Inc.left Feb 24, 2012, registered Nov 14, 2008 (-1197 days) · channel change inside one enterprise, not a move
- Cuso Financial Services, L.P. to Msi Financial Services, Inc.left Mar 26, 2007, registered Sep 18, 2008 (542 days) · Other
- UBS Financial Services Inc. to Cuso Financial Services, L.P.left May 25, 2006, registered May 22, 2006 (-3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Jul 9, 2004, registered Aug 5, 2005 (392 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address