DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Joseph Giannini
Feed of 09/14/2026
At current firm
9 y
since Sep 18, 2017
In the industry
23 y
since Oct 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Sep 18, 2017 · Morro Bay, Ca
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Sep 21, 2017 · Chesterfield, Mo
- The Thom Group unclassifiedNov 28, 2007 to Nov 15, 2017 · San Luis Obispo, Ca
- First Allied Securities, Inc. formerMay 9, 2007 to Jul 2, 2012 · Morro Bay, Ca
- Pruco Securities, LLC no RAUMNov 3, 2003 to May 11, 2007 · San Luis Obispo, Ca
Moves
a registration end followed by a registration begin elsewhere
- The Thom Group to First Allied Advisory Services, Inc.left Nov 15, 2017, registered Jul 2, 2012 (-1962 days) · Other
- First Allied Advisory Services, Inc. to Independent Financial Group, LLCleft Sep 21, 2017, registered Sep 18, 2017 (-3 days) · Other · moved with a team
- First Allied Securities, Inc. to The Thom Groupleft Jul 2, 2012, registered Nov 28, 2007 (-1678 days) · Other
- Pruco Securities, LLC to First Allied Securities, Inc.left May 11, 2007, registered May 9, 2007 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address