RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G•••••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince May 13, 2021 · New Lenox, Il
- H••••••••• F•••••••• A••••••• BD affiliatedMay 15, 2017 to May 31, 2019 · Orland Park, Il
- F•••• T•••• S••••••••• I••• BD affiliatedNov 29, 2016 to Jan 30, 2017 · Evergreen Park, Il
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left May 31, 2019, registered May 13, 2021 (713 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Jan 30, 2017, registered May 15, 2017 (105 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address