RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• L•••••• P•••••••
- A••••••• F•••••••• S•••••••• I•• state registered currentsince Jun 26, 2018 · Waban, Ma
- Z•••• A•••• M••••••••• L•• independent RIAOct 19, 2015 to Feb 25, 2016 · Boston, Ma
- B••••••••• P••••••• independent RIAFeb 22, 2010 to Jul 17, 2015 · Waltham, Ma
- B••••••••• F••• • C• I•• unclassifiedSep 19, 2002 to Feb 23, 2010 · Waltham, Ma
- Z•••• A•••• M••••••••• L•• to A••••••• F•••••••• S•••••••• I••left Feb 25, 2016, registered Jun 26, 2018 (852 days) · Other
- B••••••••• P••••••• to Z•••• A•••• M••••••••• L••left Jul 17, 2015, registered Oct 19, 2015 (94 days) · Other
- B••••••••• F••• • C• I•• to B••••••••• P•••••••left Feb 23, 2010, registered Feb 22, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address