DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ballentine Partners
Legal name Ballentine Partners, LLC
Latest filing Jul 13, 2026
First filing on the tape Apr 2, 2012 · 87 filings
SEC status approved since Jan 25, 2010
RAUM
$15B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
97%
$15B individuals and HNW
Advisors
90
registered through the firm on IAPD
RAUM per advisor
$170M
derived; firm RAUM over IAPD count
Employees
125
87 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
9
reported on Schedule D
History
87 filings and snapshots on the tape
RAUM$15B as of Jul 13, 2026
Apr 2, 2012$3.6B then
HNW client RAUM$15B as of Jul 13, 2026
Mar 29, 2018$6.0B then
State-registered IARs (5.B.3)84 as of Jul 13, 2026
Apr 2, 20120 then
Employees (5.A)125 as of Jul 13, 2026
Mar 27, 201344 then
Private funds9 as of Jul 13, 2026
Mar 16, 20222 then
RAUM +28% over the last fiscal year+18% a year over threeIARs 78 to 84offices 3 to 4
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $170MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $43.4MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 18.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $7.6B, 347 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$15B97%
- Pooled investment vehicles$431M2.8%
- Charitable organizations$40.1M0.3%
- Individual clients
- n/areported
- HNW clients
- 342reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 7,401reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.6B for 347 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
91 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrea Clare DubucCertified Financial Planner | Wolfeboro, Nh | Feb 22, 2010 | 20 y | 1 |
| Samuel Vongsouthi GoughCertified Financial Planner | Wolfeboro, Nh | Feb 22, 2010 | 20 y | 1 |
| Michael Pasquale ChimentoChartered Financial Analyst | Waltham, Ma | Feb 23, 2010 | 26 y | 3 |
| John Barry TubmanChartered Financial Analyst | Waltham, Ma | Feb 23, 2010 | 20 y | 1 |
| Sheila Chen LawrenceCertified Financial Planner | Waltham, Ma | Feb 23, 2010 | 24 y | 1 |
| Stephen A. MartoneCertified Financial Planner | Waltham, Ma | Feb 23, 2010 | 20 y | 1 |
| Andrew John McmorrowCertified Financial Planner | Waltham, Ma | Feb 23, 2010 | 23 y | 1 |
| Kyle Judge SchafferChartered Financial Analyst | Waltham, Ma | Feb 23, 2010 | 23 y | 1 |
| Jayson Stephen DeangelisCertified Financial Planner | Waltham, Ma | Feb 23, 2010 | 23 y | 2 |
| William R. TickleChartered Financial Analyst | Waltham, Ma | Feb 23, 2010 | 21 y | 1 |
| Coventry Edwards-PittCertified Financial Planner, Chartered Financial Analyst | Waltham, Ma | Feb 23, 2010 | 27 y | 1 |
| Adam William Ochlis | Waltham, Ma | Feb 23, 2010 | 19 y | 1 |
| Debra Anne WhitneyCertified Financial Planner | Waltham, Ma | Feb 23, 2010 | 17 y | 1 |
| Taryn Dawson | Wolfeboro, Nh | May 14, 2013 | 14 y | 0 |
| Jeffrey Weightman Potter | Waltham, Ma | Jan 23, 2014 | 12 y | 0 |
| Christopher C ChandlerChartered Financial Analyst | Palm Beach Gardens, Fl | Apr 27, 2015 | 21 y | 1 |
| Jennifer Mcgrath Eaton | Palm Beach Gardens, Fl | Jul 6, 2015 | 11 y | 0 |
| Calvin Chicoine | Rochester, Nh | Apr 28, 2016 | 10 y | 0 |
| David HansonCertified Financial Planner, Chartered Financial Analyst | Waltham, Ma | Jul 6, 2016 | 10 y | 0 |
| Ryan Robert McmanusCertified Financial Planner | Waltham, Ma | Jul 20, 2016 | 10 y | 0 |
| Stephen Henry Hopkins | Wolfeboro, Nh | Oct 17, 2016 | 10 y | 0 |
| Steven Goldman | Waltham, Ma | Nov 29, 2016 | 10 y | 0 |
| Juan David Mejia TrujilloCertified Financial Planner, Chartered Financial Analyst | Palm Beach Gardens, Fl | Dec 20, 2016 | 21 y | 1 |
| Andrew Bonneville HackerChartered Financial Analyst | Waltham, Ma | Jan 13, 2017 | 10 y | 0 |
| Tyler Stephen LambertCertified Financial Planner | Waltham, Ma | Mar 8, 2017 | 10 y | 0 |
| Christopher Pawlowski | Waltham, Ma | Aug 1, 2017 | 16 y | 0 |
| David J FerraroCertified Financial Planner | Waltham, Ma | Nov 21, 2017 | 10 y | 1 |
| Emily P DunfordCertified Financial Planner | Wolfeboro, Nh | Jun 29, 2018 | 11 y | 1 |
| Jessica Hunt MintyChartered Financial Analyst | Waltham, Ma | Aug 1, 2018 | 15 y | 0 |
| Ryan Grady BachurChartered Financial Analyst | Waltham, Ma | Nov 13, 2018 | 10 y | 0 |
| Keenan Brent HenriquesCertified Financial Planner | Waltham, Ma | May 28, 2019 | 10 y | 1 |
| Emily Lynn Cashman | Waltham, Ma | May 29, 2019 | 14 y | 0 |
| Reid Michael MonkCertified Financial Planner, Chartered Financial Analyst | Waltham, Ma | Jun 4, 2019 | 12 y | 0 |
| Jonathan LustigCertified Financial Planner | Waltham, Ma | Aug 6, 2019 | 12 y | 0 |
| Jennifer Christian Murtie | Waltham, Ma | Nov 7, 2019 | 10 y | 0 |
| Sean A EdwardsCertified Financial Planner | Waltham, Ma | Apr 21, 2020 | 14 y | 2 |
| Alexa Steriti CarboneCertified Financial Planner | Waltham, Ma | Aug 3, 2020 | 13 y | 0 |
| Lisa Jeanne LambCertified Financial Planner | Waltham, Ma | Jan 22, 2021 | 15 y | 2 |
| Elliot Rotstein | Waltham, Ma | Feb 25, 2021 | 13 y | 0 |
| Michelle Herd SoufanCertified Financial Planner | Waltham, Ma | Apr 29, 2021 | 11 y | 2 |
Advisor movement
2 left, 5 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 2.2% of current headcount6 left over 36 months
Left, latest
- Stephen Lyoung Ong to SavvyApr 30, 2026 · RIA to RIA
- Rachel A Frame to Wealthspire AdvisorsMar 13, 2026 · RIA to RIA
- Austen David Clark to Northrock Partners, LLCFeb 14, 2025 · RIA to RIA
- Tara N Oconnell to Brighton Jones LLCJan 24, 2025 · RIA to RIA
- Isaiah Langa to Fidelity Institutional Wealth Adviser LLCJan 10, 2025 · RIA to RIA
- Genevieve Elizabeth George to Hamilton CapitalOct 13, 2023 · RIA to RIA
- Michelle Silvermen Harrison to Single Point PartnersAug 4, 2023 · RIA to RIA
- Diana Cheung Ng to Focus Partners Wealth, LLCJul 26, 2023 · RIA to RIA
- Albin George Scaria to Drawingboard Wealth AdvisorsMar 17, 2023 · RIA to a state-registered adviser
- Claire Noel Hawkes to Single Point PartnersJan 3, 2023 · RIA to RIA
- Michael Joseph Mccarthy to SavvyJun 30, 2022 · RIA to a newly registered adviser
- David Ulrich Sullivan to Focus Partners Wealth, LLCMar 4, 2022 · RIA to RIA
- Leah Warren to Single Point PartnersJul 15, 2021 · RIA to RIA
- Michael Norris to Iconiq Capital, LLCJun 28, 2021 · Other
- Meredith Grace Coffey to Hub International Investment Services Inc.Jan 15, 2021 · Other
Joined, latest
- Connor O'Brien from PathstoneJul 9, 2026 · RIA to RIA
- Cody R Mccallum from Scs Capital Management LLCMay 1, 2026 · RIA to RIA
- Eric Ryan Gregory from Milestone Financial Planning, LLCFeb 19, 2026 · RIA to RIA
- Allison Rose Robinson from Twin Focus Capital Partners, LLCFeb 9, 2026 · RIA to RIA
- Alisa Michelle Foster from The Wealth Consulting GroupDec 8, 2025 · RIA to RIA
- Robert William Paone from Shepherd Financial Partners, LLCSep 3, 2025 · RIA to RIA
- Suellen Durkin from Sandy Cove Advisors, LLCMar 27, 2025 · RIA to RIA
- Nicholas Herbert Mehlhorn from LPL Financial LLCJan 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alanna Paiva Robinson from Scs Capital Management LLCNov 25, 2024 · RIA to RIA
- Tara N Oconnell from Brighton Jones LLCMay 9, 2024 · RIA to RIA
- Janie Marie Monroe from Crestwood AdvisorsApr 12, 2024 · RIA to RIA
- Janet Lynn Schwartz from Sandy Cove Advisors, LLCNov 15, 2023 · RIA to RIA
- Collin Francis Macrae from Keenan FinancialAug 30, 2023 · RIA to RIA
- Jonathan Radford from Td Private Client Wealth LLCAug 9, 2023 · Affiliated broker-dealer or bank to independent RIA
- Megan Ann Havey from Davis Wealth AdvisorsJan 31, 2023 · RIA to RIA
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ballentine Private Equity Fund III, LP | Private Equity Fund | $135M | 52 | Apr 11, 2024 |
| Ballentine Private Equity Fund II, LP | Private Equity Fund | $90.6M | 75 | Apr 19, 2022 |
| Ballentine Income Opportunities Fund, LP | Private Equity Fund | $52.3M | 65 | Oct 15, 2021 |
| Ballentine Private Equity Fund IV | $50.5M | 17 | Jul 13, 2026 | |
| Ballentine Private Real Assets Fund, LP | Real Estate Fund | $49.2M | 40 | Oct 25, 2023 |
| Ballentine Income Opportunities Fund, LP II | Private Equity Fund | $45.8M | 34 | Apr 11, 2024 |
| Ballentine Private Impact Fund, LP | Private Equity Fund | $34.8M | 27 | Oct 6, 2023 |
| Ballentine Access Fund I, LP | Private Equity Fund | $15.0M | 41 | Dec 1, 2021 |
| Ballentine Access Fund II, LP | Private Equity Fund | $9.0M | 20 | Apr 19, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C Christopher Chandler · Chief Investment Officercontrolsince 03/2023 · owns less than 5%
- Peter Chiappinelli · Chief Investment Officercontrolsince 03/2023 · owns less than 5%
- Jennifer Christian Murtie · Chief Wealth Advisory Officercontrolsince 01/2025 · owns less than 5%
- Thomas Sean Cleary · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- Stephen Jayson Deangelis · Chief Development Officer Officer Officercontrolsince 01/2021 · owns less than 5%
- Mcgrath Jennifer Eaton · Elected Managercontrolsince 05/2022 · owns less than 5%
- Coventry Edwards-Pitt · Chief Creative Officer Shares, Membercontrolsince 10/2011 · owns less than 5%
- Allen Laurie Gabriel · Elected Managercontrolsince 09/2022 · owns less than 5%
- Henry Stephen Hopkins · Chairman, Elected Managercontrolsince 07/2023 · owns less than 5%
- John Andrew Mcmorrow · President, Ceo, Elected Managercontrolsince 01/2016 · owns less than 5%
- William Adam Ochlis · Chief Wealth Advisory Officercontrolsince 01/2021 · owns less than 5%
- Weightman Jeffrey Potter · Cfocontrolsince 05/2021 · owns less than 5%
- Judge Kyle Schaffer · Elected Managercontrolsince 01/2010 · owns less than 5%
- R. William Tickle · Chief Financial Officercontrolsince 07/2026 · owns less than 5%
- Barry John Tubman · Chief Operating Officercontrolsince 01/2021 · owns less than 5%
- Neville Mark Williamson · Elected Managercontrolsince 09/2022 · owns less than 5%
- Brian C Ballentine · Elected Managercontrolsince 09/2023 · owns F of Ballentine 2020 Holdings LLC
- Cooper Roy Ballentine · Elected Managercontrolsince 01/2020 · owns F of Ballentine & Co LLC
- Henry Stephen Hopkins · Elected Managercontrolsince 09/2023 · owns F of Ballentine & Co LLC
- Judge Kyle Schaffer · Member And Elected Managercontrolsince 01/2020 · owns F of Ballentine & Co LLC
Entity owners
- Ballentine & Co LLC · Owner - Common Shares, Memberdirect · owns 50% to 75%
- Ballentine 2020 Holdings LLC · Memberindirect · owns 50% to 75% of Ballentine & Co LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waltham, Ma · principal | 71 | 15 | 1 | ||
| Wolfeboro, Nh | 7 | 0 | 0 | ||
| Palm Beach Gardens, Fl | 6 | 2 | 1 | ||
| Rochester, Nh | 5 | 2 | 0 | ||
| Boston, Ma | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL8 employees
- Wolfeboro, NH7 employees
- Rochester, NH3 employees
ADV anomalies
12 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 13, 2026TICKLE, WILLIAM, R. (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026BALLENTINE, ROY, COOPER (ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026POTTER, JEFFREY, WEIGHTMAN (CFO) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026CHIAPPINELLI, PETER (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026GABRIEL, LAURIE, ALLEN (ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026MCMORROW, ANDREW, JOHN (PRESIDENT, CEO, ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026SCHAFFER, KYLE, JUDGE (ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026CHANDLER, CHRISTOPHER, C (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026EATON, JENNIFER, MCGRATH (ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026OCHLIS, ADAM, WILLIAM (CHIEF WEALTH ADVISORY OFFICER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026WILLIAMSON, MARK, NEVILLE (ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 13, 2026BALLENTINE, BRIAN C (ELECTED MANAGER) left Schedule A between the filings of 2024-04-11 and 2026-07-13peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 6,877 to 7,401Jan 26, 2026 to Mar 24, 2026
- Advisory employees · 88 to 87Jan 26, 2026 to Mar 24, 2026
- HNW clients · 322 to 342Jan 26, 2026 to Mar 24, 2026
- Assets in custody · $6.9B to $7.6BJan 26, 2026 to Mar 24, 2026
- Employees · 88 to 125Jan 26, 2026 to Mar 24, 2026
- State-registered IARs · 78 to 84Jan 26, 2026 to Mar 24, 2026
- Discretionary RAUM · $9.8B to $11BJan 26, 2026 to Mar 24, 2026
- HNW RAUM · $12B to $15BJan 26, 2026 to Mar 24, 2026
- Non-discretionary RAUM · $2.2B to $4.1BJan 26, 2026 to Mar 24, 2026
- Pooled vehicle RAUM · $335M to $431MJan 26, 2026 to Mar 24, 2026
- RAUM · $12B to $15BJan 26, 2026 to Mar 24, 2026
- Private funds · 8 to 9Aug 21, 2025 to Jan 26, 2026
- Financial planning clients · 251-500 to 251-500May 19, 2025 to Jun 18, 2025
- Other offices · 3 to 4May 19, 2025 to Jun 18, 2025
- Accounts · 6,390 to 6,877Jan 14, 2025 to Apr 8, 2025
- Advisory employees · 89 to 88Jan 14, 2025 to Apr 8, 2025
- HNW clients · 316 to 322Jan 14, 2025 to Apr 8, 2025
- Assets in custody · $7.0B to $6.9BJan 14, 2025 to Apr 8, 2025
- Employees · 90 to 88Jan 14, 2025 to Apr 8, 2025
- State-registered IARs · 72 to 78Jan 14, 2025 to Apr 8, 2025
- Discretionary RAUM · $8.4B to $9.8BJan 14, 2025 to Apr 8, 2025
- HNW RAUM · $10B to $12BJan 14, 2025 to Apr 8, 2025
- Non-discretionary RAUM · $2.4B to $2.2BJan 14, 2025 to Apr 8, 2025
- RAUM · $11B to $12BJan 14, 2025 to Apr 8, 2025
- Pooled vehicle clients · 6 to 8Dec 3, 2024 to Dec 9, 2024
- Assets in custody · $11B to $7.0BDec 3, 2024 to Dec 9, 2024
- HNW RAUM · $11B to $10BDec 3, 2024 to Dec 9, 2024
- Pooled vehicle RAUM · $51.3M to $335MDec 3, 2024 to Dec 9, 2024
- Private funds · 6 to 8Mar 27, 2024 to Apr 11, 2024
- Accounts · 5,764 to 6,390Dec 15, 2023 to Mar 22, 2024
- Advisory activities · 6 to 5Dec 15, 2023 to Mar 22, 2024
- Charity clients · unset to 3.0Dec 15, 2023 to Mar 22, 2024
- HNW clients · 290 to 316Dec 15, 2023 to Mar 22, 2024
- Pooled vehicle clients · 4 to 6Dec 15, 2023 to Mar 22, 2024
- Assets in custody · $9.9B to $11BDec 15, 2023 to Mar 22, 2024
- Employees · 89 to 90Dec 15, 2023 to Mar 22, 2024
- State-registered IARs · 74 to 72Dec 15, 2023 to Mar 22, 2024
- Discretionary RAUM · $7.0B to $8.4BDec 15, 2023 to Mar 22, 2024
- HNW RAUM · $9.1B to $11BDec 15, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $2.2B to $2.4BDec 15, 2023 to Mar 22, 2024
Signals
35 dated events
- James Francis Mahon registered as an investment adviser representative at Ballentine PartnersSep 17, 2026 · Advisor registered · fact
- Jack William Karasin added a MA registration at Ballentine PartnersSep 16, 2026 · New state registration · fact
- Jack William Karasin added a NH registration at Ballentine PartnersSep 10, 2026 · New state registration · fact
- Stephen Lyoung Ong left Ballentine Partners for Savvy (registered 2026-05-20)Apr 30, 2026 · Advisor changed firm · fact
- Ballentine Partners reported RAUM $15.3B, up 28% from $12.0B (2026-01-26 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Rachel A Frame left Ballentine Partners for Wealthspire Advisors (registered 2026-05-12)Mar 13, 2026 · Advisor changed firm · fact
- Austen David Clark left Ballentine Partners for Northrock Partners, Llc (registered 2026-02-12)Feb 14, 2025 · Advisor changed firm · fact
- Tara N Oconnell left Ballentine Partners for Brighton Jones Llc (registered 2025-04-10)Jan 24, 2025 · Advisor changed firm · fact
- Isaiah Langa left Ballentine Partners for Fidelity Institutional Wealth Adviser Llc (registered 2025-06-09)Jan 10, 2025 · Advisor changed firm · fact
- Sean Cleary (Chief Compliance Officer) appeared on Schedule A of Ballentine PartnersApr 11, 2024 · Control person joined · fact
- Genevieve Elizabeth George left Ballentine Partners for Hamilton Capital (registered 2023-11-27)Oct 13, 2023 · Advisor changed firm · fact
- Brian C Ballentine (Elected Manager) appeared on Schedule A of Ballentine PartnersSep 21, 2023 · Control person joined · fact
- Michelle Silvermen Harrison left Ballentine Partners for Single Point Partners (registered 2023-08-09)Aug 4, 2023 · Advisor changed firm · fact
- Henry Stephen Hopkins (Chairman, Elected Manager) appeared on Schedule A of Ballentine PartnersJul 27, 2023 · Control person joined · fact
- Diana Cheung Ng left Ballentine Partners for Focus Partners Wealth, Llc (registered 2023-10-25)Jul 26, 2023 · Advisor changed firm · fact
- Lawrence William Braman (Chief Investment Officer) no longer on Schedule A of Ballentine Partners (listed 2022-11-28, absent 2023-03-22)Mar 22, 2023 · Control person left · inference
- C Christopher Chandler (Chief Investment Officer) appeared on Schedule A of Ballentine PartnersMar 22, 2023 · Control person joined · fact
- Peter Chiappinelli (Chief Investment Officer) appeared on Schedule A of Ballentine PartnersMar 22, 2023 · Control person joined · fact
- Albin George Scaria left Ballentine Partners for Drawingboard Wealth Advisors (registered 2024-05-10)Mar 17, 2023 · Advisor changed firm · fact
- Claire Noel Hawkes left Ballentine Partners for Single Point Partners (registered 2023-01-20)Jan 3, 2023 · Advisor changed firm · fact
- Allen Laurie Gabriel (Elected Manager) appeared on Schedule A of Ballentine PartnersSep 8, 2022 · Control person joined · fact
- Neville Mark Williamson (Elected Manager) appeared on Schedule A of Ballentine PartnersSep 8, 2022 · Control person joined · fact
- Michael Joseph Mccarthy left Ballentine Partners for Savvy (registered 2022-07-19)Jun 30, 2022 · Advisor changed firm · fact
- Mcgrath Jennifer Eaton (Elected Manager) appeared on Schedule A of Ballentine PartnersJun 28, 2022 · Control person joined · fact
- Jennifer Christian Murtie (Elected Manager) appeared on Schedule A of Ballentine PartnersJun 28, 2022 · Control person joined · fact
- Michael Paul Montrone (Elected Manager) no longer on Schedule A of Ballentine Partners (listed 2022-02-14, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Matthew Paul Meister (Owner, Member) no longer on Schedule A of Ballentine Partners (listed 2022-02-14, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Walker Thomas Bullitt (Vice President) no longer on Schedule A of Ballentine Partners (listed 2022-02-14, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- David Ulrich Sullivan left Ballentine Partners for Focus Partners Wealth, Llc (registered 2022-08-16)Mar 4, 2022 · Advisor changed firm · fact
- Weightman Jeffrey Potter (Cfo) appeared on Schedule A of Ballentine PartnersMay 4, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Ballentine Partners LLC · Family Officesshared crd · office
- Ballentine Partners · Independent Sponsorsshared crd · capital_provider
- Ballentine Partners · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ballentinepartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- BALLENTINEPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-314-1300reportedpublic record, Form ADV, Jul 13, 2026
- Team page
- ballentinepartners.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $170Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Ballentine Partners is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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