DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher John Romano
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Chris Romano
At current firm
3 y
since Jan 24, 2023
In the industry
23 y
since Dec 17, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Orion Portfolio Solutions, LLC BD affiliated currentsince Jan 24, 2023 · Omaha, Ne
- Orion Portfolio Solutions, LLC formerNov 8, 2019 to Jan 6, 2023 · Omaha, Ne
- Partnervest Advisory Services LLC formerDec 9, 2013 to Jul 20, 2015 · Pittsburgh, Pa
- Rayliant Asset Management, LLC formerJun 22, 2012 to Jul 20, 2015 · Canonsburg, Pa
- Its Asset Management, L.P. independent RIAApr 5, 2006 to Dec 9, 2011 · North Haven, Ct
- Blue Vase Securities, LLC unclassifiedJan 15, 2004 to Dec 31, 2004 · Washington, Pa
Moves
a registration end followed by a registration begin elsewhere
- Orion Portfolio Solutions, LLC to Orion Portfolio Solutions, LLCleft Jan 6, 2023, registered Jan 24, 2023 (18 days) · corporate re-registration, not a move
- Partnervest Advisory Services LLC to Orion Portfolio Solutions, LLCleft Jul 20, 2015, registered Nov 8, 2019 (1572 days) · Other
- Rayliant Asset Management, LLC to Partnervest Advisory Services LLCleft Jul 20, 2015, registered Dec 9, 2013 (-588 days) · Other
- Its Asset Management, L.P. to Rayliant Asset Management, LLCleft Dec 9, 2011, registered Jun 22, 2012 (196 days) · Other
- Blue Vase Securities, LLC to Its Asset Management, L.P.left Dec 31, 2004, registered Apr 5, 2006 (460 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address