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Registered advisor
F•••• V••••
Feed of 09/15/2026
Also filed as F•••• Robert V••••
At current firm
4 y
since Dec 22, 2021
In the industry
23 y
since Oct 11, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 22, 2021 · Thiensville, Wi
- L•• F•••••••• L•• BD affiliatedSep 3, 2021 to Dec 13, 2021 · Fort Mill, Sc
- U••• B•••••• I••••••••• I••• formerMar 25, 2019 to Sep 21, 2020 · West Allis, Wi
- W•••• F•••• A••••••• wirehouseSep 17, 2018 to Mar 26, 2019 · St. Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 25, 2017 to Sep 7, 2018 · Milwaukee, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthFeb 21, 2014 to Jun 23, 2017 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to L•• F•••••••• L••left Sep 21, 2020, registered Sep 3, 2021 (347 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••left Mar 26, 2019, registered Mar 25, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Sep 7, 2018, registered Sep 17, 2018 (10 days) · Wirehouse to wirehouse
- R••••• W• B•••• • C•• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 23, 2017, registered Jul 25, 2017 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address