DFX Intelligence
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Registered advisor
J•••• C• V•••••••••
Feed of 09/14/2026
Also filed as J•••• V•••••••••
At current firm
18 y
since Sep 5, 2008
In the industry
23 y
since Mar 26, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• P••••••• G••••• L•• state registered currentsince Dec 13, 2010 · Waltham, Ma
- E•••• S••••••••• L•• BD affiliated currentsince Sep 5, 2008 · Waltham, Ma
- N•• E•••••• S••••••••• C••••••••• formerNov 12, 2004 to Apr 30, 2008 · Colchester, Vt
Moves
a registration end followed by a registration begin elsewhere
- N•• E•••••• S••••••••• C••••••••• to E•••• S••••••••• L••left Apr 30, 2008, registered Sep 5, 2008 (128 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address