DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Aaron Heroux
Feed of 09/15/2026
Also filed as Michael Aaron Heroux
At current firm
3 y
since Jul 12, 2023
In the industry
18 y
since Jan 24, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Jul 12, 2023 · Simsbury, Ct
- LPL Financial LLC BD affiliatedJan 29, 2018 to Oct 25, 2022 · Farmington, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 12, 2014 to Apr 26, 2016 · Trumbull, Ct
- Osaic Institutions, Inc. BD affiliatedMay 15, 2012 to Jul 1, 2013 · Meriden, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 28, 2008 to Jun 4, 2012 · Southbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Voya Retirement Advisors, LLCleft Oct 25, 2022, registered Jul 12, 2023 (260 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Apr 26, 2016, registered Jan 29, 2018 (643 days) · Wirehouse to independent RIA
- Osaic Institutions, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 1, 2013, registered Dec 12, 2014 (529 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osaic Institutions, Inc.left Jun 4, 2012, registered May 15, 2012 (-20 days) · Other
Signals
- Michael Aaron Heroux left Lpl Financial Llc for Voya Retirement Advisors, Llc (registered 2023-07-12)Oct 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address