DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Voya Retirement Advisors, LLC

Other adviserWindsor, ConnecticutCRD 3989SEC 801-57963IAPD
Latest filing Mar 6, 2026
First filing on the tape Feb 28, 2012 · 55 filings
SEC status approved since Sep 25, 2000
RAUM
$37B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
129
registered through the firm on IAPD
RAUM per advisor
$290M
derived; firm RAUM over IAPD count
Employees
121
121 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$37B as of Mar 6, 2026
Feb 28, 2012$5.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)121 as of Mar 6, 2026
Feb 28, 20120 then
Employees (5.A)121 as of Mar 6, 2026
Jan 31, 201358 then
Private funds: no history
RAUM +21% over the last fiscal year+27% a year over threeIARs 116 to 121
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$290MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
64.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
+4.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$28B74%
  • State and municipal entities$7.3B19%
  • Banks and thrifts$2.3B6.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7,672reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.19 related_bd=true related_bank=true bd_reps=121.0derived
Advisors registered through the firm
107 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Natalie Andrea BowsTaunton, Ma May 16, 200126 y0
William Edward CronCertified Financial PlannerAlna, Me Oct 28, 200422 y0
Susan Rae Libby ColavecchioLilburn, Ga May 3, 200620 y0
Paul Peter VassilyWindsor, CtMar 4, 200819 y0
Colleen Beth BeaumontFerndale, MiFeb 26, 200918 y0
Heidi Lynn SchillerWindsor, Ct Jun 17, 200925 y0
Kathy Noel Van FossenWindsor, Ct Jun 17, 200917 y0
Kelly Jo TaylorDewitt, Mi Oct 10, 201215 y0
Kristen Alexandra GottusoBath, Me May 13, 201512 y0
Wesley Lee HandleyKlamath Falls, Or Sep 14, 201536 y4
Janet Lee HileLansing, MiMay 8, 201817 y0
Michael John BronsonGrand Rapids, MiMay 15, 201834 y1
Alfredo HernandezWindsor, Ct Sep 15, 201823 y3
Jonathan James UldrikisCertified Financial PlannerSouth Windsor, Ct Sep 15, 201828 y2
Joanna Sammy-SasieneLeague City, Tx Sep 15, 201825 y5
Gordon Burke WardWindsor, Ct Sep 24, 201828 y8
Thomas Patrick KenneyWindsor, Ct Sep 24, 201831 y2
Denis Patrick KelleherWindsor, Ct Oct 23, 201827 y2
Julie Kay Pedersen-McdevittWindsor, Ct Nov 13, 201812 y1
Travis M LoweFramingham, Ma Nov 28, 201827 y4
Vanessa GiustiWindsor, Ct Apr 22, 201912 y1
Brennan Gilbert HuntWindsor, CtNov 26, 201910 y0
Timothy William GreerMiddletown, Ct Oct 2, 202011 y1
Christopher Eugene TrovatoWindsor, Ct Mar 29, 202212 y2
Timothy James ErtzPortland, Or Sep 13, 202225 y0
Dexter Rene CumberbatchPhoenix, Az Nov 18, 202218 y3
William Alan TrunickWindsor, Ct Feb 24, 202312 y2
John W. WorleyWindsor, Ct Jun 12, 202314 y5
Algie R HortonMelrose Park, Il Jun 20, 202325 y4
James Andrew CarmichaelHouston, Tx Jul 10, 202313 y4
Stanley Howard BarkerWindsor, Ct Jul 10, 202322 y1
John Joseph BurkeWindsor, Ct Jul 10, 202326 y1
Daniel Michael AngelilloWindsor, Ct Jul 10, 202312 y1
Theresa Nicole CopsonWindsor, Ct Jul 11, 202318 y2
William Benjamin LoveParker, Co Jul 11, 202310 y2
Mark Ryszard CieckoWindsor, Ct Jul 11, 202328 y4
Marie A. CoxWindsor, Ct Jul 11, 202312 y1
Jeffrey Alan FingerJohnston, Ia Jul 12, 202311 y1
Michael Aaron HerouxSimsbury, Ct Jul 12, 202318 y4
Sharon Mcgarry DuboisWindsor, CtJul 12, 202334 y0
All 107 advisors at Voya Retirement Advisors, LLC
Advisor movement
9 left, 15 joined in 12 months
net +6 in 12 months5 left in 90 days4 joined in 90 daysdeparture rate 7.0% of current headcount29 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Joseph Stephen Easton · Chief Compliance Officercontrol
    since 09/2022 · owns less than 5%
  • Michael Jason White · Managing Directorcontrol
    since 04/2022 · owns less than 5%
  • Meredith P Kelley · Chief Financial Officer
    since 07/2023 · owns less than 5%
Entity owners
  • Voya Retirement Insurance And Annuity Company · Sole Member Of Applicant
    direct · owns 75% or more
  • Voya Financial, Inc. · Shareholder
    indirect · owns 75% or more of Voya Holdings Inc. · public reporting company
  • Voya Holdings, Inc. · Parent
    indirect · owns 75% or more of Voya Institutional Plan Services, LLC
Related persons
Schedule D 7.A
Advisers that list Voya Retirement Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Windsor, Ct · principal125155
Chicago, Il410
Boston, Ma330
Spring, Tx200
Weymouth, Ma200
Denver, Co200
Lansing, Mi200
San Francisco, Ca200
Simsbury, Ct200
South Glastonbury, Ct200
Roseville, Ca200
San Jose, Ca200
Middletown, Ct200
Enfield, Ct200
Portland, Or200
Wethersfield, Ct101
Methuen, Ma110
Parkville, Mo000
Carlsbad, Ca000
Chandler, Az000
Offices
Schedule D 1.F, the 25 largest
  • Braintree, MA8 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • account count collapseChange between filings · filing Mar 6, 2026
    accounts (Item 5.F.2.f) moved from 13,160.0 to 7,672.0 (-42.0%) between the annual amendments of 2025-04-14 and 2026-03-06; the peer median change was +2.0% (61 comparable advisers, 2.0th percentile of changes)
    peers: other advisers, $20B and over (61) · 1.7% percentile
  • business activity changedChange between filings · filing Mar 6, 2026
    pension consulting (Item 5.G.6): no on the filing of 2025-04-14, yes on the filing of 2026-03-06
    peers: other advisers, $20B and over (120)
What changed
consecutive filings, newest first
  • Accounts · 13,160 to 7,672
    Apr 14, 2025 to Mar 6, 2026
  • Advisory employees · 116 to 121
    Apr 14, 2025 to Mar 6, 2026
  • Advisory activities · 1 to 2
    Apr 14, 2025 to Mar 6, 2026
  • BD registered reps · 116 to 121
    Apr 14, 2025 to Mar 6, 2026
  • Corporate clients · 6,668 to 7,427
    Apr 14, 2025 to Mar 6, 2026
  • Employees · 116 to 121
    Apr 14, 2025 to Mar 6, 2026
  • Insurance-licensed employees · 20 to 18
    Apr 14, 2025 to Mar 6, 2026
  • State-registered IARs · 116 to 121
    Apr 14, 2025 to Mar 6, 2026
  • Discretionary RAUM · $31B to $37B
    Apr 14, 2025 to Mar 6, 2026
  • RAUM · $31B to $37B
    Apr 14, 2025 to Mar 6, 2026
  • Accounts · 11,767 to 13,160
    Apr 1, 2024 to Apr 14, 2025
  • Advisory employees · 136 to 116
    Apr 1, 2024 to Apr 14, 2025
  • BD registered reps · 136 to 116
    Apr 1, 2024 to Apr 14, 2025
  • Corporate clients · 11,514 to 6,668
    Apr 1, 2024 to Apr 14, 2025
  • Employees · 136 to 116
    Apr 1, 2024 to Apr 14, 2025
  • Insurance-licensed employees · 12 to 20
    Apr 1, 2024 to Apr 14, 2025
  • Financial planning clients · 0 to 0
    Apr 1, 2024 to Apr 14, 2025
  • State-registered IARs · 136 to 116
    Apr 1, 2024 to Apr 14, 2025
  • Discretionary RAUM · $27B to $31B
    Apr 1, 2024 to Apr 14, 2025
  • RAUM · $27B to $31B
    Apr 1, 2024 to Apr 14, 2025
  • Related insurance company · true to false
    Apr 1, 2024 to Apr 14, 2025
  • Accounts · 72 to 11,767
    Sep 5, 2023 to Mar 13, 2024
  • Advisory employees · 70 to 136
    Sep 5, 2023 to Mar 13, 2024
  • BD registered reps · 70 to 136
    Sep 5, 2023 to Mar 13, 2024
  • Corporate clients · 58 to 11,514
    Sep 5, 2023 to Mar 13, 2024
  • Employees · 70 to 136
    Sep 5, 2023 to Mar 13, 2024
  • Insurance-licensed employees · 0 to 12
    Sep 5, 2023 to Mar 13, 2024
  • State-registered IARs · 70 to 136
    Sep 5, 2023 to Mar 13, 2024
  • Discretionary RAUM · $18B to $27B
    Sep 5, 2023 to Mar 13, 2024
  • RAUM · $18B to $27B
    Sep 5, 2023 to Mar 13, 2024
  • Accounts · 67 to 72
    Dec 19, 2022 to Mar 17, 2023
  • Advisory employees · 62 to 70
    Dec 19, 2022 to Mar 17, 2023
  • BD registered reps · 61 to 70
    Dec 19, 2022 to Mar 17, 2023
  • Corporate clients · 56 to 58
    Dec 19, 2022 to Mar 17, 2023
  • Employees · 62 to 70
    Dec 19, 2022 to Mar 17, 2023
  • State-registered IARs · 62 to 70
    Dec 19, 2022 to Mar 17, 2023
  • Other offices · 2 to 1
    Dec 19, 2022 to Mar 17, 2023
  • Discretionary RAUM · $21B to $18B
    Dec 19, 2022 to Mar 17, 2023
  • RAUM · $21B to $18B
    Dec 19, 2022 to Mar 17, 2023
  • Accounts · 57 to 67
    Mar 18, 2021 to Mar 18, 2022
Signals
47 dated events
  • Bret Contreras left Voya Retirement Advisors, Llc for Transamerica Retirement Advisors, Llc (registered 2026-09-02)
    Aug 25, 2026 · Advisor changed firm · fact
  • Sherry Lanette Turner left Voya Retirement Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-13)
    Jul 31, 2026 · Advisor changed firm · fact
  • Louis Luke Poussard left Voya Retirement Advisors, Llc for Edward Jones (registered 2026-07-27)
    Jul 10, 2026 · Advisor changed firm · fact
  • Christopher Phillips left Voya Retirement Advisors, Llc for Ameritas Advisory Services, Llc (registered 2026-06-22)
    Jun 25, 2026 · Advisor changed firm · fact
  • Brad Damian Marzano left Voya Retirement Advisors, Llc for Transamerica Retirement Advisors, Llc (registered 2026-06-26)
    Jun 22, 2026 · Advisor changed firm · fact
  • Tricia Colleen Sendelbach left Voya Retirement Advisors, Llc for Spectrum Investment Advisors, Inc. (registered 2026-07-26)
    Jun 5, 2026 · Advisor changed firm · fact
  • Peter Bo Rappmund left Voya Retirement Advisors, Llc for Counterpoint (registered 2026-01-15)
    Jan 15, 2026 · Advisor changed firm · fact
  • Steven Louis Urli left Voya Retirement Advisors, Llc for Principal Securities, Inc. (registered 2025-12-08)
    Nov 14, 2025 · Advisor changed firm · fact
  • Noemi Rodriguez left Voya Retirement Advisors, Llc for Thrivent Investment Management Inc. (registered 2025-10-03)
    Sep 17, 2025 · Advisor changed firm · fact
  • Joshua Jacob Timmerman left Voya Retirement Advisors, Llc for Wealthspire Retirement Advisory (registered 2025-07-09)
    Jul 8, 2025 · Advisor changed firm · fact
  • Timothy D Stout left Voya Retirement Advisors, Llc for Valic Financial Advisors, Inc. (registered 2025-08-07)
    Jun 4, 2025 · Advisor changed firm · fact
  • Wade S Schmidt left Voya Retirement Advisors, Llc for Mma Securities Llc (registered 2025-07-03)
    Apr 25, 2025 · Advisor changed firm · fact
  • Kailen H Cook left Voya Retirement Advisors, Llc for Edward Jones (registered 2025-06-20)
    Apr 25, 2025 · Advisor changed firm · fact
  • Christopher James Whittaker left Voya Retirement Advisors, Llc for Intellicents Investment Solutions Inc (registered 2025-05-06)
    Apr 23, 2025 · Advisor changed firm · fact
  • Jason M White left Voya Retirement Advisors, Llc for Missionsquare Retirement (registered 2025-06-24)
    Mar 24, 2025 · Advisor changed firm · fact
  • Jeffrey David Eisman left Voya Retirement Advisors, Llc for Vivaldi Capital Management Lp (registered 2025-04-14)
    Mar 10, 2025 · Advisor changed firm · fact
  • David A Trapper left Voya Retirement Advisors, Llc for Principal Securities, Inc. (registered 2025-03-14)
    Feb 24, 2025 · Advisor changed firm · fact
  • Elaine Thompson-Perez left Voya Retirement Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-03-07)
    Feb 19, 2025 · Advisor changed firm · fact
  • 2 advisors left Oneamerica Securities, Inc. (Greenwood Village, CO) for Voya Retirement Advisors, LLC on the same day
    Feb 8, 2025 · Team lift-out · derived
  • 10 advisors left Oneamerica Securities, Inc. (Indianapolis, IN) for Voya Retirement Advisors, LLC within 7 days
    Feb 1, 2025 · Team lift-out · derived
  • Jeffrey S Mcmanus left Voya Retirement Advisors, Llc for Voya Financial Advisors, Inc. (registered 2025-07-03)
    Jan 14, 2025 · Advisor changed firm · fact
  • 2 advisors left Oneamerica Securities, Inc. (Indianapolis, IN) for Voya Retirement Advisors, LLC within 11 days
    Jan 6, 2025 · Team lift-out · derived
  • Jesse Andre Hernandez left Voya Retirement Advisors, Llc for Prevail Innovative Wealth Advisors, Llc (registered 2024-12-02)
    Nov 4, 2024 · Advisor changed firm · fact
  • Jake C Meza-Hernandez left Voya Retirement Advisors, Llc for Thrivent Investment Management Inc. (registered 2024-08-19)
    Aug 14, 2024 · Advisor changed firm · fact
  • Andre David Robinson left Voya Retirement Advisors, Llc for Voya Financial Partners, Llc (registered 2022-05-04)
    Jul 23, 2024 · Advisor changed firm · fact
  • Thomas Anthony Robinson left Voya Retirement Advisors, Llc for Voya Financial Advisors, Inc. (registered 2024-07-15)
    Jul 22, 2024 · Advisor changed firm · fact
  • Jesse Hernandez left Voya Retirement Advisors, Llc for Morgan Stanley (registered 2025-01-28)
    Jun 24, 2024 · Advisor changed firm · fact
  • Voya Retirement Advisors, Llc reported 136 state-registered advisory representatives, up from 70 (2023-09-05 to 2024-03-13)
    Mar 13, 2024 · Advisor headcount change · derived
  • Voya Retirement Advisors, Llc reported RAUM $27.0B, up 47% from $18.4B (2023-09-05 to 2024-03-13)
    Mar 13, 2024 · RAUM change · derived
  • Timothy Paul Foley left Voya Retirement Advisors, Llc for Deschutes Investment Consulting, Llc (registered 2026-01-26)
    Feb 27, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
(860) 580-2817reportedpublic record, Form ADV, Mar 6, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$290Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026