RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• M•••• M••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 25, 2025 · Kansas City, Mo
- O•• W••••• formerAug 24, 2016 to Sep 25, 2025 · Orland Park, Il
- S•••••• W••••• M••••••••• L•• formerMar 17, 2014 to Aug 25, 2016 · Deerfield, Il
- L••••••• • A••••••••• L•• formerMay 6, 2008 to Dec 11, 2012 · Buffalo Grove, Il
- L••••••• • A••••••••• I•• unclassifiedJan 2, 2004 to Jun 20, 2008 · Buffalo Grove, Il
- S••••••••• F•••••••• S•••••••• I•• unclassifiedJul 1, 1999 to Dec 31, 2003 · Buffalo Grove, Il
- O•• W••••• to M••••• W••••• M••••••••• L••left Sep 25, 2025, registered Apr 25, 2025 (-153 days) · RIA to RIA · moved with a team
- S•••••• W••••• M••••••••• L•• to O•• W•••••left Aug 25, 2016, registered Aug 24, 2016 (-1 days) · Other
- L••••••• • A••••••••• L•• to S•••••• W••••• M••••••••• L••left Dec 11, 2012, registered Mar 17, 2014 (461 days) · Other
- L••••••• • A••••••••• I•• to L••••••• • A••••••••• L••left Jun 20, 2008, registered May 6, 2008 (-45 days) · Other
- S••••••••• F•••••••• S•••••••• I•• to L••••••• • A••••••••• I••left Dec 31, 2003, registered Jan 2, 2004 (2 days) · Other
- C••••••• M•••• M•••• left O•• W••••• for M••••• W••••• M••••••••• L•• (registered 2025-04-25)Sep 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address