RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••••• K••••••
- C•••••• independent RIA currentsince Nov 10, 2022 · Houston, Tx
- D•••••• D••••••• G••••• S••••••••• L••• state registered currentsince Apr 14, 2022 · Houston, Tx
- G•••••••• W••••• M••••••••• L•• formerJul 28, 2009 to Feb 29, 2024 · Houston, Tx
- R•••••• R••••••• • M•••• M••••••••• L••••• independent RIASep 5, 2006 to Jul 6, 2009 · Houston, Tx
- G•••••••• W••••• M••••••••• L•• to D•••••• D••••••• G••••• S••••••••• L•••left Feb 29, 2024, registered Apr 14, 2022 (-686 days) · Other · moved with a team
- R•••••• R••••••• • M•••• M••••••••• L••••• to G•••••••• W••••• M••••••••• L••left Jul 6, 2009, registered Jul 28, 2009 (22 days) · Other
- W••••• J••••• K•••••• left G•••••••• W••••• M••••••••• L•• for D•••••• D••••••• G••••• S••••••••• L••• (registered 2022-04-14)Feb 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address