C••• J••••• F••••••

N•••••• A•••••••BD affiliatedNew Orleans, La dual registrantIAPD 4590235

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Mar 27, 2025

In the industry

23 y

since Nov 27, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Mar 27, 2025 · Destin, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 10, 2006 to Mar 31, 2025 · Destin, Fl
U•• F•••••••• S••••••• I••• wirehouse
Dec 3, 2002 to Nov 21, 2006 · Destin, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• A•••••••
left Mar 31, 2025, registered Mar 27, 2025 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 21, 2006, registered Nov 10, 2006 (-11 days) · Wirehouse to wirehouse

Signals

••• Locked
Mar 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address