S•••• T•••••• P•••••

• O•••• W•••••• I••• BD affiliated current
  since Nov 18, 2022 · St. Louis, Mo
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Feb 10, 2016 to Oct 14, 2022 · Phoenix, Az
• L•• F•••••••• L•• BD affiliated
  May 19, 2014 to Dec 3, 2015 · Town & Country, Mo
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to May 27, 2014 · St Louis, Mo
• M••••• K••••• • C••••••• L•• former
  Apr 6, 2009 to Feb 13, 2013 · St. Louis, Mo
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Dec 10, 2002 to Nov 7, 2005 · Chesterfield, Mo

• V•••• F•••••••• A•••••••• I••• to O•••• W•••••• I•••
  left Oct 14, 2022, registered Nov 18, 2022 (35 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Dec 3, 2015, registered Feb 10, 2016 (69 days) · Other
• R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
  left May 27, 2014, registered May 19, 2014 (-8 days) · Other
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• B••• O• A•••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••
  left Nov 7, 2005, registered Apr 6, 2009 (1246 days) · Other

• ••• Locked
  Oct 14, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address