RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• E• W••••••••
- S••••• P•••• A••••••• L•• state registered currentsince Jan 10, 2025 · Lake Oswego, Or
- I••••••••• A••••••• N•••••• L•• independent RIANov 7, 2017 to Nov 2, 2020 · Lake Oswego, Or
- M••••• C•••••• P•••••••• L•• independent RIAJun 30, 2017 to Nov 1, 2017 · Eugene, Or
- M••••• C•••••• P•••••••• L•• independent RIASep 23, 2013 to Dec 31, 2016 · Eugene, Or
- T• A••••••••• I••• formerSep 9, 2008 to Jan 3, 2013 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 9, 2008 to Jan 3, 2013 · Portland, Or
- S•••••••• A••••••• L•• national BDFeb 27, 2006 to Aug 7, 2008 · Seattle, Wa
- S•••••••• A••••••• L•• national BDJun 2, 2004 to Dec 16, 2004 · San Francisco, Ca
- A•• W••••• A•••••••• L• unclassifiedJan 8, 2001 to May 3, 2004 · Lake Oswego, Or
- I••••••••• A••••••• N•••••• L•• to S••••• P•••• A••••••• L••left Nov 2, 2020, registered Jan 10, 2025 (1530 days) · RIA to a state-registered adviser
- M••••• C•••••• P•••••••• L•• to I••••••••• A••••••• N•••••• L••left Nov 1, 2017, registered Nov 7, 2017 (6 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 3, 2013, registered Sep 9, 2008 (-1577 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 3, 2013, registered Sep 9, 2008 (-1577 days) · channel change inside one enterprise, not a move
- S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Aug 7, 2008, registered Sep 9, 2008 (33 days) · Other
- A•• W••••• A•••••••• L• to S•••••••• A••••••• L••left May 3, 2004, registered Jun 2, 2004 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address