DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• H••••• M•••

I••••••••• F•••••••• G••••• L••BD affiliatedLas Vegas, Nv dual registrantIAPD 4592568

Feed of 09/14/2026

Also filed as Dan M•••

At current firm

5 y

since Aug 11, 2021

In the industry

23 y

since Jan 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Aug 11, 2021 · Henderson, Nv
K•••• M••••••••• former
Sep 22, 2015 to Aug 2, 2021 · Hendrson, Nv
G••••• F•••••••• P•••••• C••••••• I••• former
Apr 21, 2014 to Sep 28, 2015 · Henderson, Nv
H••••• I••••••••• M••••••••• L•• i••••••••• wealth
Feb 26, 2013 to Apr 14, 2014 · Henderon, Nv
C••••••••• A••••••• G••••• I••• unclassified
Jul 2, 2012 to Jan 30, 2013 · Henderson, Nv
D••••• H• M••• unclassified
Sep 8, 2006 to Aug 15, 2007 · Henderson, Nv

Moves

a registration end followed by a registration begin elsewhere

K•••• M••••••••• to I••••••••• F•••••••• G••••• L••
left Aug 2, 2021, registered Aug 11, 2021 (9 days) · Affiliated broker-dealer or bank to another · moved with a team
G••••• F•••••••• P•••••• C••••••• I••• to K•••• M•••••••••
left Sep 28, 2015, registered Sep 22, 2015 (-6 days) · Other
H••••• I••••••••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••
left Apr 14, 2014, registered Apr 21, 2014 (7 days) · Other
C••••••••• A••••••• G••••• I••• to H••••• I••••••••• M••••••••• L••
left Jan 30, 2013, registered Feb 26, 2013 (27 days) · Other
D••••• H• M••• to C••••••••• A••••••• G••••• I•••
left Aug 15, 2007, registered Jul 2, 2012 (1783 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address