RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P•••••• G••••••
- R•••• I••••••••• A••••••• other currentsince Jan 1, 2025 · Washington, Dc
- I•••••••• S••••••• C••••••• I••• formerFeb 3, 2005 to Apr 5, 2006 · Rockville, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 22, 2003 to Jan 10, 2005 · Bethesda, Md
- I•••••••• S••••••• C••••••• I••• to R•••• I••••••••• A•••••••left Apr 5, 2006, registered Jan 1, 2025 (6846 days) · Other
- M•• I•••••••• S•••••••• L•• to I•••••••• S••••••• C••••••• I•••left Jan 10, 2005, registered Feb 3, 2005 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address