RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• B••• G•••••••
- H••••• F••••••••• I••• state registered currentsince Jul 6, 2021 · San Diego, Ca
- H••••• E••••••••• formerNov 11, 2014 to Jul 5, 2021 · San Diego, Ca
- B•••••••• A•••• M••••••••• L•• formerFeb 11, 2014 to Dec 31, 2014 · Del Mar, Ca
- B•••••••• A•••• M••••••••• L•• formerFeb 16, 2011 to Dec 31, 2013 · Carlsbad, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedOct 28, 2008 to Feb 7, 2011 · San Diego, Ca
- E•••••••• A••••••• I•• unclassifiedApr 19, 2007 to Oct 28, 2008 · Roseville, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 15, 2003 to Apr 18, 2007 · San Diego, Ca
- H••••• E••••••••• to H••••• F••••••••• I•••left Jul 5, 2021, registered Jul 6, 2021 (1 days) · Other
- B•••••••• A•••• M••••••••• L•• to H••••• E•••••••••left Dec 31, 2014, registered Nov 11, 2014 (-50 days) · Other
- I••••••••• F•••••••• G••••• L•• to B•••••••• A•••• M••••••••• L••left Feb 7, 2011, registered Feb 16, 2011 (9 days) · Other
- E•••••••• A••••••• I•• to I••••••••• F•••••••• G••••• L••left Oct 28, 2008, registered Oct 28, 2008 (0 days) · Other
- C••••• I••••••••• A••••••• L•• to E•••••••• A••••••• I••left Apr 18, 2007, registered Apr 19, 2007 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address