DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• B••••••

C••••• I••••••••• A••••••• L••BD affiliatedOxford, Ohdual registrantIAPD 4595393

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• E••••• B••••••

At current firm

13 y

since Dec 21, 2012

In the industry

23 y

since Feb 5, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Dec 21, 2012 · Oxford, Oh
B•••••• F•••••••• A•••••••• L•• unclassified
Mar 4, 2016 to Dec 31, 2019 · Oxford, Oh
L•••••• I••••••••• independent RIA
Oct 4, 2010 to Jan 8, 2013 · Cincinnati, Oh
B•••••• F•••••••• A•••••••• L•• unclassified
Jan 2, 2004 to Dec 31, 2015 · Oxford, Oh
H•••••• I••••••••• L•• asset manager
Apr 1, 2003 to Nov 19, 2008 · Oxford, Oh

Moves

a registration end followed by a registration begin elsewhere

B•••••• F•••••••• A•••••••• L•• to no registered destination
left Dec 31, 2019 · Departure, no registered destination
B•••••• F•••••••• A•••••••• L•• to L•••••• I•••••••••
left Dec 31, 2015, registered Oct 4, 2010 (-1914 days) · Other
L•••••• I••••••••• to C••••• I••••••••• A••••••• L••
left Jan 8, 2013, registered Dec 21, 2012 (-18 days) · Other
H•••••• I••••••••• L•• to B•••••• F•••••••• A•••••••• L••
left Nov 19, 2008, registered Jan 2, 2004 (-1783 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address