DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Grimm
Feed of 09/14/2026
Also filed as Ronald Grimm
At current firm
9 y
since Mar 29, 2017
In the industry
23 y
since Feb 17, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Mar 29, 2017 · San Pedro, Ca
- Bridge Advisory LLC formerJul 22, 2015 to Mar 23, 2017 · Pasadena, Ca
- F500 Advisory Services, Inc. formerJul 15, 2011 to Jul 16, 2015 · Newport Beach, Ca
- Gunnallen Financial, Inc unclassifiedJul 9, 2008 to Mar 30, 2010 · Tampa, Fl
- Wamu Investments, Inc. unclassifiedSep 26, 2005 to Mar 13, 2008 · Eureka, Ca
- Morgan Stanley Dw Inc. unclassifiedApr 2, 2003 to Aug 23, 2005 · Eureka, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bridge Advisory LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 23, 2017, registered Mar 29, 2017 (6 days) · Other
- F500 Advisory Services, Inc. to Bridge Advisory LLCleft Jul 16, 2015, registered Jul 22, 2015 (6 days) · Other
- Gunnallen Financial, Inc to F500 Advisory Services, Inc.left Mar 30, 2010, registered Jul 15, 2011 (472 days) · Other
- Wamu Investments, Inc. to Gunnallen Financial, Incleft Mar 13, 2008, registered Jul 9, 2008 (118 days) · Other
- Morgan Stanley Dw Inc. to Wamu Investments, Inc.left Aug 23, 2005, registered Sep 26, 2005 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address