DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathan Marek Plumb
Feed of 09/14/2026
Also filed as Nathan M Plumb
At current firm
3 y
since Aug 25, 2023
In the industry
23 y
since Apr 29, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wisconsin Capital Management, LLC independent RIA currentsince Aug 25, 2023 · Madison, Wi
- Wisconsin Capital Management, LLC independent RIAOct 14, 2020 to Oct 28, 2022 · Madison, Wi
- Osaic Fa, Inc. formerFeb 1, 2017 to Oct 5, 2020 · Madison, Wi
- Sva Wealth Management, LLC formerJan 12, 2012 to Dec 31, 2014 · Madison, Wi
- Sva Wealth Management, Inc. unclassifiedSep 23, 2011 to Jan 10, 2012 · Madison, Wi
- Wisconsin Capital Management, LLC independent RIASep 3, 2003 to Dec 31, 2016 · Madison, Wi
- Wisconsin Capital Management, LLC independent RIAApr 29, 2003 to Jan 24, 2017 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Wisconsin Capital Management, LLCleft Oct 5, 2020, registered Oct 14, 2020 (9 days) · Affiliated broker-dealer or bank to independent RIA
- Wisconsin Capital Management, LLC to Sva Wealth Management, Inc.left Dec 31, 2016, registered Sep 23, 2011 (-1926 days) · Other
- Sva Wealth Management, LLC to Osaic Fa, Inc.left Dec 31, 2014, registered Feb 1, 2017 (763 days) · Other
- Sva Wealth Management, Inc. to Sva Wealth Management, LLCleft Jan 10, 2012, registered Jan 12, 2012 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address