DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Franklin Hoeft
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Benjamin F Hoeft
At current firm
3 y
since Jan 31, 2023
In the industry
23 y
since Dec 19, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Money Concepts Advisory Service BD affiliated currentsince Jan 31, 2023 · Kaukauna, Wi
- Ameriprise Financial Services, LLC national BDMar 21, 2022 to Feb 2, 2023 · Arnold, Mo
- Money Concepts Advisory Service BD affiliatedFeb 29, 2016 to Mar 22, 2022 · Arnold, Mo
- LPL Financial LLC BD affiliatedSep 14, 2009 to Mar 8, 2016 · Festus, Mo
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Money Concepts Advisory Serviceleft Feb 2, 2023, registered Jan 31, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- Money Concepts Advisory Service to Ameriprise Financial Services, LLCleft Mar 22, 2022, registered Mar 21, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Money Concepts Advisory Serviceleft Mar 8, 2016, registered Feb 29, 2016 (-8 days) · Other · moved with a team
Signals
- Benjamin Franklin Hoeft left Ameriprise Financial Services, Llc for Money Concepts Advisory Service (registered 2023-01-31)Feb 2, 2023 · Advisor changed firm · fact
- Benjamin Franklin Hoeft left Money Concepts Advisory Service for Ameriprise Financial Services, Llc (registered 2022-03-21)Mar 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address