RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••••• N••••• E••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Athens, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Winder, Ga
- B••• I••••••••• S•••••••• I••• formerOct 22, 2009 to Jan 2, 2018 · Athens, Ga
- M••••• K••••• • C••••••• L•• formerJun 6, 2008 to Oct 14, 2009 · Athens, Ga
- S••••••• I••••••••• S•••••••• I••• formerFeb 14, 2003 to Jul 3, 2006 · Lawrenceville, Ga
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to B••• I••••••••• S•••••••• I•••left Oct 14, 2009, registered Oct 22, 2009 (8 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••left Jul 3, 2006, registered Jun 6, 2008 (704 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address