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Registered advisor
J••••••• W•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Dec 12, 2016
In the industry
23 y
since Jan 3, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Dec 12, 2016 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseDec 6, 2011 to Aug 18, 2016 · Los Angeles, Ca
- C•••• I••••••••• S••••••• C•••• formerMar 4, 2010 to Dec 7, 2011 · Los Angeles, Ca
- S••••••• I••••••••• I••• formerMar 23, 2007 to Feb 26, 2010 · Irvine, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 6, 2003 to Jan 3, 2007 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•• I•••••••• S•••••••• L••left Aug 18, 2016, registered Dec 12, 2016 (116 days) · Other
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Dec 7, 2011, registered Dec 6, 2011 (-1 days) · Other
- S••••••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left Feb 26, 2010, registered Mar 4, 2010 (6 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• I•••left Jan 3, 2007, registered Mar 23, 2007 (79 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address