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Registered advisor
S•••••••• R•••• T•••••••
Feed of 09/14/2026
Also filed as S•••••••• R••••' Hodge
At current firm
2 y
since Jan 19, 2024
In the industry
20 y
since Feb 9, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Plainfield, Il
- W••••••• F•••••••• S•••••••• I••• formerAug 11, 2017 to Jan 19, 2024 · Lombard, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 18, 2017 · Lombard, Il
- M•• F•••••••• S•••••••• I••• formerMar 18, 2014 to Mar 25, 2017 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Aug 18, 2017, registered Aug 11, 2017 (-7 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address