RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• B•••••
- T••••• L•• independent RIA currentsince Oct 11, 2019 · Knoxville, Tn
- W••••••••• A••••••• P••••••• L•• BD affiliatedJul 11, 2016 to Oct 10, 2019 · Manassas, Va
- E•••••••• A•••••••• L•• national BDOct 9, 2003 to Jan 30, 2004 · Falls Church, Va
- W••••••••• A••••••• P••••••• L•• to T••••• L••left Oct 10, 2019, registered Oct 11, 2019 (1 days) · RIA to RIA
- E•••••••• A•••••••• L•• to W••••••••• A••••••• P••••••• L••left Jan 30, 2004, registered Jul 11, 2016 (4546 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address