RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J••• S•••••
- M••••• P••••• F••••• I••• institutional currentsince May 24, 2017 · Dublin, Oh
- R•••••• I••••••••• G•••• institutionalSep 12, 2014 to Sep 16, 2014 · Cincinnati, Oh
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 13, 2011 to Sep 17, 2014 · Milwaukee, Wi
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 15, 2003 to Jul 7, 2003 · Cleveland, Oh
- R••••• W• B•••• • C•• I••••••••• to R•••••• I••••••••• G••••left Sep 17, 2014, registered Sep 12, 2014 (-5 days) · Other
- R•••••• I••••••••• G•••• to M••••• P••••• F••••• I•••left Sep 16, 2014, registered May 24, 2017 (981 days) · Other
- C•••••••• G••••• M•••••• I••• to R••••• W• B•••• • C•• I•••••••••left Jul 7, 2003, registered Jul 13, 2011 (2928 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address