J•••••• T••••• D•••••

• P•• W••••• M••••••••• BD affiliated current
  since Nov 6, 2018 · Ashland, Oh
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 22, 2018 to Oct 30, 2018 · Attica, Oh
• I••••••••• P••••••••• I••• former
  Aug 3, 2011 to Sep 24, 2018 · San Antonio, Tx
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to Jul 29, 2011 · Bellefontaine, Oh
• N•••••• I••••••••• I••• unclassified
  Sep 23, 2008 to Nov 13, 2009 · Bellefontaine, Oh

• A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••
  left Oct 30, 2018, registered Nov 6, 2018 (7 days) · Affiliated broker-dealer or bank to another
• I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Sep 24, 2018, registered Jun 22, 2018 (-94 days) · corporate re-registration, not a move
• P•• W••••• M••••••••• to I••••••••• P••••••••• I•••
  left Jul 29, 2011, registered Aug 3, 2011 (5 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address