DFX Intelligence
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Registered advisor
G•••• C••••••• H•••••
Feed of 09/15/2026
Also filed as G•••• C••••••••• C••••••••• C• H••••••••• C• H••••••••• R• C••••••• H••••••••• H•••••
At current firm
4 y
since Feb 24, 2022
In the industry
23 y
since Dec 4, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 24, 2022 · Marietta, Ga
- J••• M••••• S••••••••• L•• wirehouseNov 19, 2018 to Jun 7, 2021 · Lilburn, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 21, 2011 to Oct 29, 2018 · Houston, Tx
- C•••• I••••••••• S••••••• C•••• formerMar 28, 2008 to Mar 21, 2011 · Pearland, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 7, 2021, registered Feb 24, 2022 (262 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 29, 2018, registered Nov 19, 2018 (21 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 21, 2011, registered Nov 21, 2011 (245 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address