DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Allen Pierce
Feed of 09/14/2026
At current firm
9 y
since Sep 20, 2016
In the industry
23 y
since Jan 23, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Truist Advisory Services, Inc. BD affiliated currentsince Sep 20, 2016 · Alpharetta, Ga
- Barclays Capital Inc. formerAug 20, 2012 to Jul 31, 2015 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerJan 24, 2003 to Aug 21, 2012 · Gainesville, Ga
Moves
a registration end followed by a registration begin elsewhere
- Barclays Capital Inc. to Truist Advisory Services, Inc.left Jul 31, 2015, registered Sep 20, 2016 (417 days) · Other
- Suntrust Investment Services, Inc. to Barclays Capital Inc.left Aug 21, 2012, registered Aug 20, 2012 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address