RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• B•••• W••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 17, 2018 · Ft Worth, Tx
- G••••• W••••• M••••••••• I••• BD affiliatedJul 16, 2009 to Jan 18, 2018 · Hurst, Tx
- L•• F•••••••• L•• BD affiliatedSep 7, 2005 to Jul 21, 2009 · Mansfield, Tx
- M••••• S•••••• D• I••• unclassifiedJan 30, 2003 to Aug 29, 2005 · Arlington, Tx
- G••••• W••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 18, 2018, registered Jan 17, 2018 (-1 days) · Other
- L•• F•••••••• L•• to G••••• W••••• M••••••••• I•••left Jul 21, 2009, registered Jul 16, 2009 (-5 days) · Other
- M••••• S•••••• D• I••• to L•• F•••••••• L••left Aug 29, 2005, registered Sep 7, 2005 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address