DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Oxford Financial Group, Ltd

Independent wealth managerCarmel, IndianaCRD 105303SEC 801-20692website IAPD

Legal name Oxford Financial Group, Ltd. LLC

Latest filing Jul 9, 2026

First filing on the tape Mar 29, 2012 · 49 filings

SEC status approved since Feb 7, 1984

RAUM

$23B

reported, Item 5.F

Discretionary

49%

of RAUM

Private clients

59%

$14B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$467M

derived; firm RAUM over IAPD count

Employees

156

36 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

49 filings and snapshots on the tape

RAUM$23B as of Jul 9, 2026

Mar 29, 2012$10B then

HNW client RAUM$14B as of Jul 9, 2026

Mar 30, 2018$6.6B then

State-registered IARs (5.B.3)50 as of Jul 9, 2026

Mar 29, 20120 then

Employees (5.A)156 as of Jul 9, 2026

Mar 28, 2013130 then

Private funds48 as of Jul 9, 2026

Mar 29, 201227 then

RAUM +19% over the last fiscal year+14% a year over threeIARs 49 to 50

Practice profile

derived from the filing of Jul 9, 2026; every figure names its basis

Archetypes, each a printed rule

Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $467MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 12derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $25.1MderivedHNW RAUM over HNW clients
Average account: $3.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 49%derivedof RAUM
Institutional: 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.1derivedItem 5.A over advisors
Advisors per office: 7.1derived7 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +2.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.2%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Custody: $14B, 648 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
a related person acts as qualified custodian (9.D.2)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$14B59%
Pooled investment vehicles$4.5B19%
Pension and profit-sharing plans$3.3B14%
Corporations and businesses$1.1B4.9%
Charitable organizations$414M1.8%
Insurance companies$43.5M0.2%
Individuals$19.4M0.1%

Individual clients: 38reported
HNW clients: 551reported
Pension plan clients: 29reported
Charitable clients: 18reported
Accounts: 6,593reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $14B for 648 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.59 fund_share=0.19 institutional_share=0.16 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

50 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Jeffery Hal Stroman	Carmel, In	Feb 1, 1999	43 y	2
Jeffrey Hugh ThomassonCertified Financial Planner	Carmel, In	Apr 5, 1999	44 y	1
Charles Richard DavisCertified Financial Planner	Carmel, In	Nov 28, 2007	19 y	0
Robert Mead TwitchellChartered Financial Analyst	Carmel, In	Nov 19, 2009	25 y	1
Peter Nielsen ReistPersonal Financial Specialist	Carmel, In	Apr 6, 2010	23 y	1
Jason Robert BrinksCertified Financial Planner	Carmel, In	Jan 20, 2011	27 y	1
Richard V. HallCertified Financial Planner	Carmel, In	Jan 6, 2015	22 y	1
Timothy Edward WittenbrookCertified Financial Planner	Carmel, In	Jan 6, 2015	38 y	0
James Russell WrightCertified Financial Planner	Carmel, In	Jan 14, 2015	24 y	2
Cameron Robert JohnsonChartered Financial Analyst	Carmel, In	May 5, 2016	15 y	0
Kristina R Baron	Carmel, In	Jul 18, 2016	19 y	0
Jared Andrew NishidaChartered Financial Analyst	Minneapolis, Mn	Sep 13, 2016	24 y	2
Laura Jane ClarkChartered Financial Analyst	Chicago, Il	Sep 13, 2016	33 y	0
David M LewisChartered Financial Analyst	Chicago, Il	Nov 6, 2017	18 y	0
Charles Rush CarterCertified Financial Planner	Carmel, In	Jul 5, 2018	11 y	0
Dustin Anthony Brown	Carmel, In	Dec 3, 2020	20 y	3
Ryan Tyler ShidlerChartered Financial Analyst	Carmel, In	Jan 5, 2021	11 y	0
Robert Lynn WebbChartered Financial Analyst	Carmel, In	Mar 9, 2021	23 y	0
Robert Dale RamseyChartered Financial Analyst	Carmel, In	Mar 19, 2021	14 y	0
Carl Steven JacksonChartered Financial Analyst	Carmel, In	Aug 23, 2021	10 y	0
Emily O Pattee	Chicago, Il	Nov 16, 2021	14 y	3
Zachary Shaw Littleton	Grand Rapids, Mi	Nov 18, 2021	19 y	0
Jacqueline Kay Armstrong	Carmel, In	Dec 14, 2021	23 y	2
Jacquelyn Marie NolanCertified Financial Planner	Carmel, In	Jan 21, 2022	10 y	0
Terilyn SchwartzCertified Financial Planner, Chartered Financial Consultant	Carmel, In	May 19, 2022	12 y	1
Adam Caleb Ward	Carmel, In	Jul 29, 2022	29 y	2
Jennifer Lynne Hammel	Carmel, In	Jul 31, 2022	14 y	0
Christopher E Mcgraw	Columbus, Oh	Sep 6, 2022	23 y	4
Michael Everett LarsonCertified Financial Planner	Carmel, In	Jan 6, 2023	22 y	2
Michelle Ann ReichertCertified Financial Planner	Carmel, In	Mar 7, 2023	22 y	0
Barton Craig FrancisCertified Financial Planner	Carmel, In	May 11, 2023	22 y	3
Joseph Parker MitchellCertified Financial Planner, Chartered Financial Analyst	Carmel, In	May 22, 2023	19 y	4
Kevin Coquillette	Carmel, In	Jun 21, 2023	11 y	0
Alec Leverenz Finn	Minneapolis, Mn	Feb 12, 2024	15 y	0
Andrew Donald Filauro	Carmel, In	Feb 26, 2024	12 y	1
Henry Tyler RosserCertified Financial Planner	Carmel, In	Apr 1, 2024	10 y	0
Stephen Bowden WilkinsChartered Financial Consultant	Atlanta, Ga	Apr 22, 2024	26 y	1
Jarret D. Blum	Chicago, Il	May 1, 2024	26 y	5
Jameson K StadyCertified Financial Planner	Atlanta, Ga	Jun 24, 2024	10 y	3
Christian Graham NallenwegCertified Financial Planner	Atlanta, Ga	Jul 10, 2024	19 y	5

All 50 advisors at Oxford Financial Group, Ltd

Advisor movement

1 left, 4 joined in 12 months

net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 2.0% of current headcount8 left over 36 months

Left, latest

John Robert Denger to Captrust
Oct 17, 2025 · Other
Grayson Elizabeth Miller to Waterloo Capital
Aug 19, 2025 · RIA to RIA
Hannah Jill Cash to Citrin Cooperman Wealth Management, LLC
Mar 17, 2025 · RIA to RIA
Josiah Paul Sears to 49 Financial
Oct 18, 2024 · RIA to RIA
Sally Ann Shelton to Marbella Wealth Advisory Group, LLC
Oct 11, 2024 · RIA to a state-registered adviser
Kristen Paige Kirkland to Citrin Cooperman Wealth Management, LLC
Aug 2, 2024 · RIA to RIA
Catherine Elizabeth Farley to Kintra Wealth, LLC
Jul 2, 2024 · RIA to RIA
Timothy Joseph Lux to Kingsview Wealth Management, LLC
Oct 6, 2023 · RIA to RIA
Matthew Alfred Bell to Mvrk Financial Consultants, LLC
Aug 25, 2023 · RIA to a state-registered adviser
David Matthew Brennan to MML Investors Services, LLC
Aug 16, 2023 · RIA to affiliated broker-dealer or bank
John Paul Simmons to Charles Schwab & Co., Inc.
Jul 6, 2023 · RIA to affiliated broker-dealer or bank
Scott Andrew Sandee to Vertex Partners
Jan 13, 2023 · RIA to RIA
Nathan Luke to Innovia Wealth, LLC
Oct 27, 2022 · RIA to RIA
Scott Frederick Rewey to Okabena Investment Services Inc
Jun 30, 2022 · Other
Kyle Robert Thomas to Four Quadrant Wealth Advisors, Inc.
Jan 13, 2022 · RIA to RIA

Joined, latest

Scott K Ryan from Schwab Wealth Advisory, Inc.
Sep 1, 2026 · Other
Ashlee Danette Walton from Goldstone Financial Group, LLC
Apr 16, 2026 · RIA to RIA
Neal Gregg Davis from Fort Washington Investment Advisors Inc
Dec 17, 2025 · Other
Russell George Delibero from Goldman Sachs Wealth Services, L.P.
Oct 31, 2025 · Affiliated broker-dealer or bank to independent RIA
Melia Breeze Krumm from Sanctuary Advisors, LLC
Jan 15, 2025 · RIA to RIA
Natalie Marie Bennett from Robert W. Baird & Co. Incorporated
Jan 1, 2025 · RIA to RIA
Austin Carey from J.P. Morgan Securities LLC
Aug 1, 2024 · Wirehouse to independent RIA
Christian Graham Nallenweg from Schwab Wealth Advisory, Inc.
Jul 10, 2024 · Affiliated broker-dealer or bank to independent RIA
Jameson K Stady from Facet
Jun 24, 2024 · RIA to RIA
John Robert Denger from Winthrop Capital Management
May 21, 2024 · Other
Jarret D. Blum from J.P. Morgan Securities LLC
May 1, 2024 · Wirehouse to independent RIA
Stephen Bowden Wilkins from Soundriver Advisors, LLC
Apr 22, 2024 · Other
Andrew Donald Filauro from Steel Grove Capital Advisors, LLC
Feb 26, 2024 · RIA to RIA
Grayson Elizabeth Miller from UBS Financial Services Inc.
Aug 7, 2023 · Wirehouse to independent RIA
Joseph Parker Mitchell from Cresset Asset Management, LLC
May 22, 2023 · RIA to RIA

Every departure Every arrival

Private funds

91 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Savile Row Diversifier Strategies Fund, LLC	Hedge Fund	$1.1B	287	Mar 30, 2022
Poly-Wood Mayfair, LLCno longer reported	Private Equity Fund	$571M	121	Mar 30, 2016
Berkshire Long/Short Strategies Fund, LLC	Hedge Fund	$347M	247	Mar 30, 2022
Baseline Fitness Mayfair, LLC	Private Equity Fund	$217M	207	Mar 27, 2024
Regent Street Co-Investment Fund II 2021-1, LLC	Private Equity Fund	$150M	165	Mar 30, 2022
Regent Street Partners Fund 2022, LLC	Private Equity Fund	$142M	178	Mar 30, 2022
Idw Mayfair, Inc.	Private Equity Fund	$141M	98	Mar 27, 2019
Regent Street Co-Investment Fund 2023-1, LLC	Private Equity Fund	$104M	197	Mar 27, 2024
Regent Street Partners Fund 2023, LLC	Private Equity Fund	$95.4M	200	Mar 24, 2023
Savile Row Managed Futures T, LLCno longer reported	Hedge Fund	$89.0M	206	Mar 29, 2012
Savile Row Tax Advantaged Absolute Return Fund A 2018-1, LLC	Hedge Fund	$69.5M	79	Mar 27, 2019
Regent Street Co-Investment Fund 2018-5, LLC	Private Equity Fund	$69.2M	128	Mar 27, 2019
Paylink Mayfair, Inc.no longer reported	Private Equity Fund	$65.3M	75	Mar 29, 2012
Regent Street Partners Fund 2024, LLC	Private Equity Fund	$60.9M	45	Mar 27, 2024
Berkshire Hedged Equity Seg 2021-1, LLC	Hedge Fund	$58.8M	109	Mar 30, 2022
Savile Row Global Macro Fund C 2021-2, LLC	Hedge Fund	$55.9M	43	Mar 30, 2022
Regent Street Tech Buyout Fund C 2021-4, LLC	Private Equity Fund	$55.2M	83	Mar 30, 2022
Regent Street Middle Market Buyout Fund C 2020-3, LLC	Private Equity Fund	$50.4M	98	Mar 30, 2021
Regent Street Growth Equity Fund K 2017-1, LLC	Private Equity Fund	$49.9M	109	Mar 30, 2018
Regent Street Healthcare Fund R 2019-3, LLC	Private Equity Fund	$49.6M	79	Apr 28, 2020
Tile Redi Mayfair, LLC	Private Equity Fund	$49.5M	204	Mar 24, 2023
Regent Street Lower Middle Market Fund D 2019-4, LLC	Private Equity Fund	$47.7M	70	Mar 30, 2021
Regent Street Middle Market Buyout Fund J 2020-1, LLC	Private Equity Fund	$47.5M	80	Mar 30, 2021
Regent Street Consumer Buyout Fund M 2021-2, LLC	Private Equity Fund	$47.1M	74	Mar 30, 2022
Savile Row Opportunistic Credit Fund Bp 2019-1, LLC	Hedge Fund	$41.3M	65	Apr 28, 2020
Savile Row Convertible Bond Fund L 2021-1, LLC	Hedge Fund	$41.2M	45	Mar 30, 2022
Savile Row Diversified Hedge M, LLCno longer reported	Hedge Fund	$39.3M	76	Mar 29, 2012
Regent Street Distressed Fund M 2020-2, LLC	Other Private Fund	$36.4M	100	Mar 30, 2021
Savile Row Diversified Hedge Participant Fund, LLCno longer reported	Hedge Fund	$35.9M	41	Mar 29, 2012
Savile Row Hedged Equity Participant Fund, LLCno longer reported	Hedge Fund	$35.5M	62	Mar 29, 2012
Regent Street Partners Fund 2025, LLC		$32.4M	174	Jul 9, 2026
Regent Street Middle Market Buyout Fund G 2018-2, LLC	Private Equity Fund	$32.4M	97	Mar 27, 2019
Regent Street Consumer Growth Fund P 2022-3, LLC	Private Equity Fund	$30.6M	34	Mar 24, 2023
Savile Row Ontario Participant Fund, LLCno longer reported	Private Equity Fund	$30.5M	49	Mar 29, 2012
Parkway Mayfair, Inc.no longer reported	Private Equity Fund	$30.3M	71	Mar 29, 2012
Savile Row Diversified Hedge E Institutional, LLCno longer reported	Hedge Fund	$26.1M	27	Mar 29, 2012
Regent Street Services Buyout Fund P 2021-3, LLC	Private Equity Fund	$24.9M	85	Mar 30, 2022
Regent Street Secondary Rv-II 2018-1, LLC	Private Equity Fund	$23.2M	113	Mar 27, 2019
Regent Street Secondary Fund G 2019-2, LLC	Private Equity Fund	$23.1M	126	Apr 28, 2020
Regent Street Energy Opportunities Q-II 2017-1, LLC	Other Private Fund	$19.1M	68	Mar 30, 2018

All funds of Oxford Financial Group, Ltd

Owners and control persons

Schedule A and B, latest filing

R Kristina Baron · Co-Managing Partner, Corporate Directorcontrol
since 01/2018 · owns less than 5%
D. Jarret Blum · Chief Development Officercontrol
since 04/2024 · owns less than 5%
Rush Charles Carter · Corporate Directorcontrol
since 03/2026 · owns less than 5%
D Brian Copsey · Chief Financial Officercontrol
since 10/2024 · owns less than 5%
Richard Charles Davis · Corporate Directorcontrol
since 07/2007 · owns less than 5%
George Russell Delibero · Chief Wealth Planning Officercontrol
since 11/2025 · owns less than 5%
Joseph Daniel Ford · Corporate Directorcontrol
since 01/2023 · owns less than 5%
Steven Nicholas Klein · Corporate Directorcontrol
since 01/2021 · owns less than 5%
Breeze Melia Krumm · Chief Compliance Officercontrol
since 11/2024 · owns less than 5%
A. Sue Mcmillen · Chief Talent Officercontrol
since 01/2011 · owns less than 5%
Alexandra Neff · Chief Marketing Officercontrol
since 06/2025 · owns less than 5%
Andrew Jared Nishida · Corporate Directorcontrol
since 11/2025 · owns less than 5%
Dale Robert Ramsey · Chief Investment Officer, Co- Managing Partner, Corporate Directorcontrol
since 01/2022 · owns less than 5%
Hugh Jeffrey Thomasson · Chief Executive Officer, Chairman Of The Boardcontrol
since 01/1984 · owns less than 5%

Entity owners

Oxford Financial Group · Member
direct · owns 75% or more
Oxford Financial Group Holdings, LLC · Member
direct · owns 75% or more
Knightsbridge Jt Dynasty II, LLC · Member
indirect · owns 25% to 50% of Oxford Financial Group Parent, LLC
Oxford Financial Group Parent, LLC · Member
indirect · owns 75% or more of Oxford Financial Group Holdings, LLC
The Bryn Mawr Trust Company Of Delaware · Trustee
indirect · owns F of The Thomasson Dynasty Trust II
The Thomasson Dynasty Trust II · Member
indirect · owns 75% or more of Knightsbridge Jt Dynasty II, LLC

Related persons

Schedule D 7.A

Savile Row Bespoke Society, Inc.
banky
The Trust Company Of Oxford
custodiany

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Carmel, In · principal	50	4	1
Atlanta, Ga	5	1	0
Chicago, Il	5	0	0
Grand Rapids, Mi	4	0	0
Minneapolis, Mn	4	0	0
Palm Beach, Fl	3	0	0
Cincinnati, Oh	3	2	0
St Petersburg, Fl	0	0	0

Offices

Schedule D 1.F, the 25 largest

Minneapolis, MN4 employees
Atlanta, GA3 employees
Chicago, IL2 employees
Grand Rapids, MI2 employees
Palm Beach, FL2 employees
Cincinnati, OH1 employees

ADV anomalies

5 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 9, 2026
NISHIDA, JARED, ANDREW (CORPORATE DIRECTOR) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-09
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 9, 2026
DELIBERO, RUSSELL, GEORGE (CHIEF WEALTH PLANNING OFFICER) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-09
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 9, 2026
CARTER, CHARLES, RUSH (CORPORATE DIRECTOR) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-09
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 9, 2026
NEFF, ALEXANDRA (CHIEF MARKETING OFFICER) appeared on Schedule A between the filings of 2024-12-19 and 2026-07-09
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 9, 2026
KLEIN, NICHOLAS, STEVEN (CORPORATE DIRECTOR) left Schedule A between the filings of 2024-12-19 and 2026-07-09
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 6,467 to 6,593
Jan 5, 2026 to Mar 31, 2026
Advisory employees · 34 to 36
Jan 5, 2026 to Mar 31, 2026
Charity clients · 21 to 18
Jan 5, 2026 to Mar 31, 2026
HNW clients · 531 to 551
Jan 5, 2026 to Mar 31, 2026
Individual clients · 40 to 38
Jan 5, 2026 to Mar 31, 2026
Pension plan clients · 28 to 29
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle clients · 46 to 48
Jan 5, 2026 to Mar 31, 2026
Assets in custody · $13B to $14B
Jan 5, 2026 to Mar 31, 2026
Employees · 154 to 156
Jan 5, 2026 to Mar 31, 2026
State-registered IARs · 49 to 50
Jan 5, 2026 to Mar 31, 2026
Private funds · 46 to 48
Jan 5, 2026 to Mar 31, 2026
Discretionary RAUM · $9.0B to $12B
Jan 5, 2026 to Mar 31, 2026
HNW RAUM · $11B to $14B
Jan 5, 2026 to Mar 31, 2026
Individual RAUM · $25.6M to $19.4M
Jan 5, 2026 to Mar 31, 2026
Non-discretionary RAUM · $11B to $12B
Jan 5, 2026 to Mar 31, 2026
Pension RAUM · $3.0B to $3.3B
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $3.7B to $4.5B
Jan 5, 2026 to Mar 31, 2026
RAUM · $20B to $23B
Jan 5, 2026 to Mar 31, 2026
Financial planning clients · 251-500 to 251-500
Apr 1, 2025 to Jun 25, 2025
Accounts · 6,270 to 6,467
Jan 2, 2025 to Apr 1, 2025
Advisory employees · 35 to 34
Jan 2, 2025 to Apr 1, 2025
Charity clients · 22 to 21
Jan 2, 2025 to Apr 1, 2025
Corporate clients · 12 to 11
Jan 2, 2025 to Apr 1, 2025
HNW clients · 539 to 531
Jan 2, 2025 to Apr 1, 2025
Individual clients · 43 to 40
Jan 2, 2025 to Apr 1, 2025
Pension plan clients · 32 to 28
Jan 2, 2025 to Apr 1, 2025
Pooled vehicle clients · 53 to 46
Jan 2, 2025 to Apr 1, 2025
Assets in custody · $11B to $13B
Jan 2, 2025 to Apr 1, 2025
Employees · 150 to 154
Jan 2, 2025 to Apr 1, 2025
State-registered IARs · 48 to 49
Jan 2, 2025 to Apr 1, 2025
Private funds · 53 to 46
Jan 2, 2025 to Apr 1, 2025
Discretionary RAUM · $7.8B to $9.0B
Jan 2, 2025 to Apr 1, 2025
HNW RAUM · $10.0B to $11B
Jan 2, 2025 to Apr 1, 2025
Individual RAUM · $24.4M to $25.6M
Jan 2, 2025 to Apr 1, 2025
Non-discretionary RAUM · $10B to $11B
Jan 2, 2025 to Apr 1, 2025
Pension RAUM · $2.8B to $3.0B
Jan 2, 2025 to Apr 1, 2025
Pooled vehicle RAUM · $3.8B to $3.7B
Jan 2, 2025 to Apr 1, 2025
RAUM · $18B to $20B
Jan 2, 2025 to Apr 1, 2025
Accounts · 5,947 to 6,270
Dec 20, 2023 to Mar 27, 2024
Advisory employees · 33 to 35
Dec 20, 2023 to Mar 27, 2024

Signals

39 dated events

John Robert Denger left Oxford Financial Group, Ltd for Captrust (registered 2025-11-11)
Oct 17, 2025 · Advisor changed firm · fact
Grayson Elizabeth Miller left Oxford Financial Group, Ltd for Waterloo Capital (registered 2026-07-27)
Aug 19, 2025 · Advisor changed firm · fact
Hannah Jill Cash left Oxford Financial Group, Ltd for Citrin Cooperman Wealth Management, Llc (registered 2026-01-01)
Mar 17, 2025 · Advisor changed firm · fact
Lynne Jennifer Emery (Chief Compliance Officer) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2024-07-15, absent 2024-12-19)
Dec 19, 2024 · Control person left · inference
Breeze Melissa Krumm (Chief Compliance Officer) appeared on Schedule A of Oxford Financial Group, Ltd
Dec 19, 2024 · Control person joined · fact
D Brian Copsey (Chief Financial Officer) appeared on Schedule A of Oxford Financial Group, Ltd
Dec 19, 2024 · Control person joined · fact
Josiah Paul Sears left Oxford Financial Group, Ltd for 49 Financial (registered 2025-01-10)
Oct 18, 2024 · Advisor changed firm · fact
Sally Ann Shelton left Oxford Financial Group, Ltd for Marbella Wealth Advisory Group, Llc (registered 2025-05-01)
Oct 11, 2024 · Advisor changed firm · fact
Kristen Paige Kirkland left Oxford Financial Group, Ltd for Citrin Cooperman Wealth Management, Llc (registered 2025-11-26)
Aug 2, 2024 · Advisor changed firm · fact
Elizabeth Catherine Farley (Chief Administrative Officer/Chief Financial Officer) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2024-03-27, absent 2024-07-15)
Jul 15, 2024 · Control person left · inference
Michael Terrence Labant (Chief Wealth Planning Officer) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2024-03-27, absent 2024-07-15)
Jul 15, 2024 · Control person left · inference
D. Jarret Blum (Chief Development Officer) appeared on Schedule A of Oxford Financial Group, Ltd
Jul 15, 2024 · Control person joined · fact
Catherine Elizabeth Farley left Oxford Financial Group, Ltd for Kintra Wealth, Llc (registered 2026-06-10)
Jul 2, 2024 · Advisor changed firm · fact
Oxford Financial Group, Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
Dec 20, 2023 · Succession (Item 4) · fact
Timothy Joseph Lux left Oxford Financial Group, Ltd for Kingsview Wealth Management, Llc (registered 2023-10-26)
Oct 6, 2023 · Advisor changed firm · fact
David Matthew Brennan left Oxford Financial Group, Ltd for Mml Investors Services, Llc (registered 2023-08-23)
Aug 16, 2023 · Advisor changed firm · fact
John Paul Simmons left Oxford Financial Group, Ltd for Charles Schwab & Co., Inc. (registered 2025-04-09)
Jul 6, 2023 · Advisor changed firm · fact
Paul John Simmons (Chief Practice Development Officer, Class B Shareholder) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2023-06-09, absent 2023-06-30)
Jun 30, 2023 · Control person left · inference
Oxford Financial Group, Ltd reported 48 state-registered advisory representatives, up from 38 (2023-01-06 to 2023-03-24)
Mar 24, 2023 · Advisor headcount change · derived
Michael Terrence Labant (Chief Wealth Planning Officer) appeared on Schedule A of Oxford Financial Group, Ltd
Mar 24, 2023 · Control person joined · fact
Scott Andrew Sandee left Oxford Financial Group, Ltd for Vertex Partners (registered 2023-01-18)
Jan 13, 2023 · Advisor changed firm · fact
Nielsen Peter Reist (Corporate Director, Class B Shareholder) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2022-10-10, absent 2023-01-06)
Jan 6, 2023 · Control person left · inference
Lynne Jennifer Emery (Chief Compliance Officer) appeared on Schedule A of Oxford Financial Group, Ltd
Jan 6, 2023 · Control person joined · fact
Joseph Daniel Ford (Corporate Director, Class B Shareholder) appeared on Schedule A of Oxford Financial Group, Ltd
Jan 6, 2023 · Control person joined · fact
Nathan Luke left Oxford Financial Group, Ltd for Innovia Wealth, Llc (registered 2023-01-25)
Oct 27, 2022 · Advisor changed firm · fact
Scott Frederick Rewey left Oxford Financial Group, Ltd for Okabena Investment Services Inc (registered 2025-09-25)
Jun 30, 2022 · Advisor changed firm · fact
Hal Jeffery Stroman (Corporate Director) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2022-01-10, absent 2022-03-30)
Mar 30, 2022 · Control person left · inference
Dale Robert Ramsey (Chief Investment Officer, Corporate Director, Class B Shareholder) appeared on Schedule A of Oxford Financial Group, Ltd
Mar 30, 2022 · Control person joined · fact
Kyle Robert Thomas left Oxford Financial Group, Ltd for Four Quadrant Wealth Advisors, Inc. (registered 2022-03-24)
Jan 13, 2022 · Advisor changed firm · fact
Ann Lisa Walker (Chief Operations & Risk Officer, Chief Compliance Officer, Class B Shareholder) no longer on Schedule A of Oxford Financial Group, Ltd (listed 2021-03-31, absent 2021-10-08)
Oct 8, 2021 · Control person left · inference

Across DFX

shared identifiers only, never a name match

Oxford Financial Group, Ltd · Independent Sponsors
shared crd · capital_provider
Oxford Financial Group, Ltd · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business email: ktalbott@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: aneff@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: bault@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: bcopsey@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: bwilkins@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: dford@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jgust@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: pmitchell@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: rdavis@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: shagley@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: smcmillen@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ssimmons@ofgltd.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $467Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Oxford Financial Group, Ltd is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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