RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J• M•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 27, 2021 · Nashville, Tn
- G•• A••••••• S•••••••• L•• asset managerApr 15, 2008 to Jan 18, 2013 · Nashville, Tn
- S••••••• I••••••••• S•••••••• I••• formerJun 2, 2006 to Apr 8, 2008 · Brentwood, Tn
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 12, 2003 to Mar 13, 2006 · Little Rock, Ar
- G•• A••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 18, 2013, registered May 27, 2021 (3051 days) · Other
- S••••••• I••••••••• S•••••••• I••• to G•• A••••••• S•••••••• L••left Apr 8, 2008, registered Apr 15, 2008 (7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Mar 13, 2006, registered Jun 2, 2006 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address