DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• K•• F•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4606813

Feed of 09/14/2026

Also filed as Melissa K Fisher

At current firm

2 y

since Sep 13, 2024

In the industry

23 y

since Feb 18, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Sep 13, 2024 · Pine, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 22, 2022 to Sep 27, 2023 · Denver, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 25, 2021 to Jan 4, 2022 · Houston, Tx
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 30, 2008 to Sep 30, 2010 · Houston, Tx
N•• E•••••• S••••••••• C••••••••• former
Oct 25, 2007 to Sep 15, 2008 · Houston, Tx
N••••••••• M••••• W••••• M••••••••• C•••••• unclassified
Nov 1, 2006 to Apr 30, 2007 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••
left Sep 27, 2023, registered Sep 13, 2024 (352 days) · Affiliated broker-dealer or bank to another · moved with a team
N••••••••• M••••• I••••••••• S••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 4, 2022, registered Mar 22, 2022 (77 days) · Other
N•• E•••••• S••••••••• C••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Sep 15, 2008, registered Sep 30, 2008 (15 days) · Other
N••••••••• M••••• W••••• M••••••••• C•••••• to N•• E•••••• S••••••••• C•••••••••
left Apr 30, 2007, registered Oct 25, 2007 (178 days) · Other

Signals

M•••••• K•• F••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2024-09-13)
Sep 27, 2023 · Advisor changed firm · fact
M•••••• K•• F••••• left N••••••••• M••••• I••••••••• S••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-03-22)
Jan 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address