RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••••• M•••••••
- 9• I••••••••• L•• state registered currentsince Aug 23, 2017 · Grapevine, Tx
- P•••••••• S••••••••• I••• BD affiliatedJun 20, 2007 to Jul 7, 2009 · Indianapolis, In
- I•••••••• C•••••• A••••••• formerFeb 13, 2006 to Dec 31, 2006 · Tulsa, Ok
- E•••••••• A•••••••• L•• national BDJan 22, 2003 to Aug 10, 2005 · Fort Worth, Tx
- P•••••••• S••••••••• I••• to 9• I••••••••• L••left Jul 7, 2009, registered Aug 23, 2017 (2969 days) · Other
- I•••••••• C•••••• A••••••• to P•••••••• S••••••••• I•••left Dec 31, 2006, registered Jun 20, 2007 (171 days) · Other
- E•••••••• A•••••••• L•• to I•••••••• C•••••• A•••••••left Aug 10, 2005, registered Feb 13, 2006 (187 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address