J•••••• K• M•••

• F••••• I••••••••• independent RIA current
  since Jul 24, 2024 · Plano, Tx
• L•• F•••••••• L•• BD affiliated
  Jul 5, 2011 to Jul 18, 2024 · Tulsa, Ok
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Nov 13, 2008 to Jul 5, 2011 · Tulsa, Ok
• A••••• W••••• M••••••••• independent RIA
  Mar 6, 2003 to Jan 12, 2007 · Bartlesville, Ok

• L•• F•••••••• L•• to F••••• I•••••••••
  left Jul 18, 2024, registered Jul 24, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
• U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
• A••••• W••••• M••••••••• to U•••• F•••••••• S••••••• G••••• I•••
  left Jan 12, 2007, registered Nov 13, 2008 (671 days) · Other

• J•••••• K• M••• left L•• F•••••••• L•• for F••••• I••••••••• (registered 2024-07-24)
  Jul 18, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address