RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Oct 20, 2023 · Monroe, La
• N•••••• A••••••• BD affiliated
  Jun 16, 2016 to Oct 18, 2023 · Monroe, La
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Jun 24, 2016 · Monroe, La
• M••••• K••••• • C••••••• L•• former
  May 4, 2007 to Feb 13, 2013 · West Monroe, La
• C•••• I••••••••• S••••••• C•••• former
  May 3, 2006 to May 8, 2007 · Monroe, La

• N•••••• A••••••• to L•• F•••••••• L••
  left Oct 18, 2023, registered Oct 20, 2023 (2 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• • A••••••••• I••• to N•••••• A•••••••
  left Jun 24, 2016, registered Jun 16, 2016 (-8 days) · Other · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• C•••• I••••••••• S••••••• C•••• to M••••• K••••• • C••••••• L••
  left May 8, 2007, registered May 4, 2007 (-4 days) · Other

• M••• S••••• M•••••• left N•••••• A••••••• for L•• F•••••••• L•• (registered 2023-10-20)
  Oct 18, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address