J•••• E• D•••••••

D•••••••• • C•••••• L••BD affiliatedRichmond, Va dual registrantIAPD 4613880

Certified Financial Planner

Feed of 09/14/2026

At current firm

19 y

since Jul 27, 2007

In the industry

23 y

since Jan 7, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D•••••••• • C•••••• L•• BD affiliated current
since Jul 27, 2007 · Richmond, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 21, 2006 to Aug 6, 2007 · Richmond, Va
L••• M•••• W••• W•••••• I••••••••• unclassified
Jan 8, 2003 to Feb 21, 2006 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to D•••••••• • C•••••• L••
left Aug 6, 2007, registered Jul 27, 2007 (-10 days) · Other
L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address