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Registered advisor
C•••••••• G•••••••• M••••••••
Feed of 09/14/2026
Also filed as C•••••••• G••••••••
At current firm
4 y
since May 18, 2022
In the industry
23 y
since May 30, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 18, 2022 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseJan 28, 2015 to May 6, 2022 · Houston, Tx
- W•••• F•••• A••••••• wirehouseMar 14, 2014 to Dec 17, 2014 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseMar 28, 2013 to Mar 13, 2014 · Houston, Tx
- P••• A••••• S••••••••• L•• BD affiliatedDec 12, 2012 to Mar 14, 2013 · Houston, Tx
- W•••• F•••• I••••••••• L•• unclassifiedFeb 24, 2004 to Jan 3, 2011 · Deer P•••, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 6, 2022, registered May 18, 2022 (12 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 17, 2014, registered Jan 28, 2015 (42 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 13, 2014, registered Mar 14, 2014 (1 day) · Wirehouse to wirehouse
- P••• A••••• S••••••••• L•• to J••• M••••• S••••••••• L••left Mar 14, 2013, registered Mar 28, 2013 (14 days) · Other
- W•••• F•••• I••••••••• L•• to P••• A••••• S••••••••• L••left Jan 3, 2011, registered Dec 12, 2012 (709 days) · Other
Signals
- ••• LockedMay 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address