DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• J•••••

L••••••••• I••••••••• P•••••••• L••asset managerBellaire, Tx IA-onlyIAPD 4614501

Feed of 09/14/2026

Also filed as Mike Jacobs

At current firm

1 y

since Jun 16, 2025

In the industry

23 y

since Jan 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••••••• I••••••••• P•••••••• L•• asset manager current
since Jun 16, 2025 · Palm Beach Gardens, Fl
E••••••••• C•••••• M••••••••• L• asset manager
Feb 8, 2021 to May 20, 2024 · Houston, Tx
E•••••••• C•••••• A••••••• L•• asset manager
May 11, 2012 to Sep 13, 2013 · Houston, Tx
S•••••• N••••••• • C••••••• I••••••••• national BD
Jan 2, 2004 to Dec 1, 2004 · Denver, Co
P•••• C•••••• M••••••••• I••• unclassified
Jan 24, 2003 to Dec 19, 2003 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

E••••••••• C•••••• M••••••••• L• to L••••••••• I••••••••• P•••••••• L••
left May 20, 2024, registered Jun 16, 2025 (392 days) · Other
E•••••••• C•••••• A••••••• L•• to E••••••••• C•••••• M••••••••• L•
left Sep 13, 2013, registered Feb 8, 2021 (2705 days) · Other
S•••••• N••••••• • C••••••• I••••••••• to E•••••••• C•••••• A••••••• L••
left Dec 1, 2004, registered May 11, 2012 (2718 days) · Other
P•••• C•••••• M••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Dec 19, 2003, registered Jan 2, 2004 (14 days) · Other

Signals

M•••••• J••••• left E••••••••• C•••••• M••••••••• L• for L••••••••• I••••••••• P•••••••• L•• (registered 2025-06-16)
May 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address